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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

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  1. 2976
    Barwick & Partners, Inc.360 clientsAsset manager
    Schwab 82%
    $2.8B
  2. 2977
    Stegner Investment Associates IncLouisville, KY · 235 clientsAsset manager
    Lincoln Financial Group Trust 45%Schwab 34%
    $2.8B
  3. 2985
    Turtle Creek Wealth Advisors, LLCDallas, TX · 140 clientsWealth managerPublic-company owned
    Schwab 100%
    $2.8B
  4. 2994
    Guardian Wealth Advisors, LLCRaleigh, NC · 2,262 clientsWealth managerHybrid
    Schwab 100%
    $2.7B
  5. 2995
    Dearborn Partners L.L.C.Chicago, IL · 285 clientsAsset managerHybrid
    Schwab 68%J.P. Morgan 32%
    $2.7B
  6. 2998
    Bison Wealth, LLCAtlanta, GA · 9,003 clientsWealth managerHybrid
    Fidelity 65%Schwab 35%
    $2.7B
  7. 3001
    CFS Investment Advisory Services LLCTotowa, NJ · 1,238 clientsWealth manager
    Schwab 66%
    $2.7B
  8. 3003
    Rembert Pendleton JacksonVienna, VA · 1,458 clientsWealth managerBank-affiliated
    Schwab 100%
    $2.7B
  9. 3006
    RTD Financial Advisors IncPhiladelphia, PA · 837 clientsWealth manager
    Schwab 78%
    $2.7B
  10. 3026
    Duncan Williams Asset Management, LLCMemphis, TN · 2,238 clientsAsset managerHybrid
    Schwab 100%
    $2.7B
  11. 3029
    NPF Investment AdvisorsGrand Rapids, MI · 993 clientsWealth manager
    Fidelity 85%
    $2.7B
  12. 3038
    Valley Wealth Managers, Inc.Paramus, NJ · 969 clientsWealth managerBank-affiliatedHybridValley Financial Management, Inc.
    Schwab 65%Pershing 24%
    $2.7B
  13. 3040
    Main Street Research LLCLakeville, CT · 1,031 clientsWealth manager
    Schwab 100%
    $2.7B
  14. 3044
    McAdam LLCRadnor, PA · 5,551 clientsWealth managerHybrid
    Schwab 100%
    $2.7B
  15. 3047
    Pine Valley InvestmentsMarlton, NJ · 2,113 clientsWealth managerHybrid
    Schwab 100%
    $2.7B
  16. 3051
    Multnomah Group, Inc.Portland, OR · 188 clientsAsset manager
    Schwab 45%Fidelity 26%
    $2.7B
  17. 3052
    Rock Harbor Partners LLCLarchmont, NY · 63 clientsWealth manager
    Schwab 100%
    $2.7B
  18. 3053
    Phillips and Company Advisors LLCPortland, OR · 1,273 clientsWealth manager
    Schwab 100%
    $2.7B
  19. 3054
    Mitchell, McLeod, Pugh & Williams, Inc.Mobile, AL · 1,046 clientsWealth manager
    Schwab 89%
    $2.7B
  20. 3055
    Legacy Wealth Management, LLCMemphis, TN · 1,475 clientsWealth manager
    Schwab 60%Fidelity 40%
    $2.7B
  21. 3058
    IPI Wealth Management, Inc.Decatur, IL · 13,260 clientsWealth managerHybridInvestment Planners, Inc., clears through RBC Capital Markets
    Schwab 100%
    $2.7B
  22. 3059
    Garde Capital, Inc.Seattle, WA · 512 clientsWealth manager
    Schwab 100%
    $2.7B
  23. 3060
    Cornerstone Investment Partners, LLCAtlanta, GA · 268 clientsAsset manager
    State Street 86%
    $2.7B
  24. 3062
    Osborne PartnersSan Francisco, CA · 734 clientsWealth manager
    Schwab 100%
    $2.7B
  25. 3067
    Embree Financial GroupChicago, IL · 936 clientsAsset manager
    Schwab 100%
    $2.6B
  26. 3068
    Foster VictorGreenville, SC · 1,728 clientsWealth manager
    Schwab 100%
    $2.6B
  27. 3072
    The Patriot Financial Group, LLCWalpole, MA · 2,545 clientsWealth managerHybrid
    Schwab 100%
    $2.6B
  28. 3079
    Zemenick & Walker IncSt Louis, MO · 271 clientsWealth manager
    Schwab 100%
    $2.6B
  29. 3085
    The Portfolio Strategy Group, LLCWhite Plains, NY · 480 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $2.6B
  30. 3088
    Ingham Retirement GroupMiami, FL · 1,056 clientsAsset managerAffiliated broker-dealerDaybright Securities, LLC
    Fidelity 68%Schwab 32%
    $2.6B
  31. 3091
    Acropolis Investment ManagementChesterfield, MO · 1,045 clientsWealth manager
    Schwab 100%
    $2.6B
  32. 3093
    LCG Associates, Inc.Atlanta, GA · 108 clientsAsset manager
    Northern Trust 32%Schwab 29%
    $2.6B
  33. 3096
    Tradition Wealth Management LLCEdina, MN · 2,244 clientsWealth managerHybrid
    Schwab 100%
    $2.6B
  34. 3098
    Trajan Wealth, L.L.C.Scottsdale, AZ · 10,633 clientsWealth manager
    Schwab 83%
    $2.6B
  35. 3099
    Checchi Capital Advisers, LLCBeverly Hills, CA · 241 clientsWealth manager
    Schwab 79%
    $2.6B
  36. 3108
    Deroy & Devereaux Private Investment Counsel, Inc.Bloomfield Hills, MI · 158 clientsWealth manager
    Fidelity 81%
    $2.6B
  37. 3109
    Maple Capital Management, Inc.Montpelier, VT · 1,597 clientsWealth manager
    Schwab 100%
    $2.6B
  38. 3117
    Bridgewater Advisors Inc.New York, NY · 606 clientsWealth manager
    Schwab 88%
    $2.6B
  39. 3121
    Howard Capital Management Group, LLCLos Angeles, CA · 561 clientsWealth managerAffiliated broker-dealer
    Fidelity 79%
    $2.6B
  40. 3125
    Basso Capital Management, L.P.Stamford, CT · 115 clientsWealth manager
    Pershing 52%Schwab 34%
    $2.6B

RIAs by state