Asset manager · Louisville, KY
Stegner Investment Associates Inc
SEC-registered investment adviser · CRD 107480 · SEC 801-46803
At a glance
Stegner Investment Associates Inc is an SEC-registered investment adviser based in Louisville, Kentucky, with $2.8 billion in regulatory assets under management as of its Form ADV filed September 21, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 202 individual clients. By Form ADV it is a asset manager, ranked 918th of 3,218 asset managers and 2,977th of 17,210 SEC-registered advisers by assets.
Main office 502-895-0122stegnerinvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.8B
- Rank among asset managers
- #918 of 3,218
- Rank among all SEC RIAs
- #2,977 of 17,210
- Rank in Kentucky
- #8 of 85
- Individual clients
- 202
- High-net-worth clients
- 101
- Accounts
- 820
- Discretionary
- 79% of AUM
- Employees
- 10
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Elizabeth S. PeabodyChief Executive Officer/chief Investment Officer
- Ruth W. TrautweinDirector of Portfolio Management
- Douglas D. PeabodyPresident & Chief Operating Officer & Chief Compliance Officer
- Melissa S. VellaSenior Associate
- John EversDirector of Research
- Andre L. McLeanClient Service Manager
- Brandon DantPortfolio Management Associate
Custody and brokerage
3 custodians
- Lincoln Financial Group Trust$1.1B45%
- Charles Schwab$796M34%
- T Rowe Price Retirement Plan Services$482M21%
Other RIAs using Lincoln Financial Group TrustOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 14 | $1.9B | 70% |
| High-net-worth individuals | 101 | $572M | 21% |
| Charitable organizations | 19 | $167M | 6% |
| Individuals | 101 | $82M | 3% |
| Corporations or other businesses | – | $3M | <1% |
Disciplinary disclosures
Stegner Investment Associates Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗stegnerinvestments.com ↗
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The full record on Stegner Investment Associates Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 837 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Stegner Investment Associates Inc manage?
Stegner Investment Associates Inc reports $2.8 billion in regulatory assets under management across 820 accounts, 79% of it on a discretionary basis, on its Form ADV filed September 21, 2026.
What kind of firm is Stegner Investment Associates Inc?
Stegner Investment Associates Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Stegner Investment Associates Inc’s clients?
By assets, its largest client types are pension and profit sharing plans ($1.9 billion, 14 clients); high-net-worth individuals ($572 million, 101 clients); charitable organizations ($167 million, 19 clients).
Does Stegner Investment Associates Inc have any disciplinary history?
Stegner Investment Associates Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Stegner Investment Associates Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →