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President & Chief Operating Officer & Chief Compliance Officer · Stegner Investment Associates Inc

Douglas D. Peabody

CRD 1422879 · Named on Form ADV at one SEC-registered adviser

At a glance

Stegner Investment Associates Inc, an SEC-registered asset manager based in Louisville, KY with $2.8 billion in regulatory assets, lists Douglas D. Peabody on its Form ADV as President & Chief Operating Officer & Chief Compliance Officer, a control person.

Firms and roles

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Douglas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Elizabeth S. PeabodyChief Executive Officer/chief Investment Officer, Stegner Investment Associates Inc
  • Ruth W. TrautweinDirector of Portfolio Management, Stegner Investment Associates Inc
  • Melissa S. VellaSenior Associate, Stegner Investment Associates Inc
  • John EversDirector of Research, Stegner Investment Associates Inc
  • Andre L. McLeanClient Service Manager, Stegner Investment Associates Inc

1 more person named with Douglas on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.