Asset manager · Chicago, IL
Embree Financial Group
SEC-registered investment adviser · CRD 108233 · SEC 801-63489
At a glance
Embree Financial Group is an SEC-registered investment adviser based in Chicago, Illinois, with $2.6 billion in regulatory assets under management as of its Form ADV filed August 17, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 835 individual clients. By Form ADV it is a asset manager, ranked 935th of 3,218 asset managers and 3,067th of 17,210 SEC-registered advisers by assets.
Main office 312-527-5565embreefinancialgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among asset managers
- #935 of 3,218
- Rank among all SEC RIAs
- #3,067 of 17,210
- Rank in Illinois
- #160 of 684
- Individual clients
- 835
- High-net-worth clients
- 363
- Accounts
- 2,378
- Discretionary
- 100% of AUM
- Employees
- 18
- Advisory staff
- 13
- Offices
- 7
Owners and executives on its Form ADV
- Paul M. EmbreeCEO
- Samantha DavidsonChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 88 | $1.3B | 50% |
| High-net-worth individuals | 363 | $1.1B | 43% |
| Individuals | 472 | $153M | 6% |
| Corporations or other businesses | 12 | $30M | 1% |
| Other | 1 | $1M | <1% |
Disciplinary disclosures
Embree Financial Group answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗embreefinancialgroup.com ↗
AtlasMembers
The full record on Embree Financial Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 850 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Embree Financial Group manage?
Embree Financial Group reports $2.6 billion in regulatory assets under management across 2,378 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 17, 2026.
What kind of firm is Embree Financial Group?
Embree Financial Group is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Embree Financial Group’s clients?
By assets, its largest client types are pension and profit sharing plans ($1.3 billion, 88 clients); high-net-worth individuals ($1.1 billion, 363 clients); individuals ($153 million, 472 clients).
Does Embree Financial Group have any disciplinary history?
Embree Financial Group answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Embree Financial Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →