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Est. 2026The front page of wealth managementNew York

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IN Rising Stars 2026: Turning complexity into confidenceWSR The Most Important Year-End Review Is Your OwnWSR AmeriFlex Recruits 17 Advisors Representing Over $1.4 Billion In Client AssetsWSR Cerulli: Many Investors Still Struggle To Understand Advisors’ FeesWSR Dear Ryan: Transformed On Paper, Uncertain In PracticeIN Meta deal shields Zuckerberg from California wealth tax billRB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicWM The Diamond Podcast for Financial Advisors: How Smart Money Evaluates Wealth Management FirmsWM Cerulli: $5B+ Fee-Only Independent RIAs Face 'Shrinking Footprint'FP Why fee-based models are the future of advisor compensation
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

149 firms manage $1.1 trillionRBC

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3246
    Manitou Investment Management LTD.Toronto, Ontario, Canada · 463 clientsWealth manager
    RBC 100%
    $2.4B
  2. 3358
    Lazard Asset Management Canada IncNew York, NY · 12 clientsAsset managerAffiliated broker-dealerLazard Asset Management (canada) Securities, ULC, Lazard Asset Management Securities LLC, clears through Pershing
    RBC 35%State Street 34%BNY 31%
    $2.3B
  3. 3748
    JAG Capital Management LLCSt. Louis, MO · 1,068 clientsAsset managerHybrid
    Pershing 81%
    $1.9B
  4. 3802
    McDonald Capital Investors IncOrinda, CA · 90 clientsWealth manager
    RBC 61%
    $1.9B
  5. 3813
    Granite Investment Partners, LLCEL Segundo, CA · 489 clientsWealth manager
    Schwab 42%Northern Trust 41%
    $1.8B
  6. 3874
    Lanark Financial, Inc.Birmingham, AL · 3,576 clientsBroker-dealer firmHybrid
    RBC 100%
    $1.8B
  7. 3986
    Corundum Group, Inc.Colorado Springs, CO · 157 clientsPrivate fund adviser
    RBC 100%
    $1.7B
  8. 4027
    KBI Global Investors (north America) LTDDublin 1, Ireland · 14 clientsAsset managerHybrid
    Northern Trust 62%RBC 23%
    $1.7B
  9. 4086
    ISC Advisors, Inc.Dallas, TX · 1,928 clientsAsset managerHybridInstitutional Securities Corporation
    RBC 27%Oneamerica Securities 25%
    $1.6B
  10. 4244
    Bristol Gate Capital Partners Inc.Toronto, Canada · 724 clientsPrivate fund adviser
    UBS 65%RBC 35%
    $1.5B
  11. 4435
    First Light Asset Management, LLCEdina, MN · 861 clientsPrivate fund adviser
    RBC 84%
    $1.4B
  12. 4623
    Savoie Capital LLCChicago, IL · 12 clientsWealth manager
    Schwab 46%Merrill / Bank of America 45%
    $1.3B
  13. 4685
    McDonald Partners LLCCleveland, OH · 1,170 clientsBroker-dealer firmHybridMcDonald Partners LLC
    RBC 100%
    $1.3B
  14. 4731
    Hohimer Wealth Management, LLCSeattle, WA · 579 clientsWealth managerWrap sponsor
    Wells Fargo 78%
    $1.3B
  15. 5075
    Triasima Portfolio Management Inc.Montreal, Quebec, Canada · 56 clientsAsset manager
    RBC 100%
    $1.1B
  16. 5084
    SB Advisory, LLCAtlanta, GA · 2,744 clientsWealth managerHybridSAN Blas Securities LLC
    RBC 100%
    $1.1B
  17. 5272
    Rodgers Brothers, Inc.Harmony, PA · 506 clientsWealth manager
    RBC 89%
    $1.0B
  18. 5343
    Nasdaq Dorsey WrightRichmond, VA · 840 clientsAsset managerAffiliated broker-dealerNPM Securities, LLC, Nasdaq Capital Markets Advisory LLC
    Wells Fargo 37%
    $1.0B
  19. 5423
    American Independent Securities Group, LLCEagle, ID · 4,385 clientsBroker-dealer firmHybridAmerican Independent Securities Group, LLC
    RBC 72%Assetmark 28%
    $986M
  20. 5474
    Odeon Capital Advisors LLCNew York, NY · 34 clientsAsset managerHybridOdeon Capital Group LLC, clears through RBC Capital Markets
    Interactive Brokers 99%
    $967M
  21. 5479
    Ashford Capital Management IncWilmington, DE · 92 clientsAsset manager
    Wilmington Trust 59%Fidelity 25%
    $966M
  22. 5616
    PCJ Investment Counsel LTD.Toronto, Ontario, Canada · 2 clientsAsset managerHybrid
    RBC 77%State Street 23%
    $924M
  23. 5649
    McMillan Office, Inc.St. Clair Shores, MI · 453 clientsWealth manager
    RBC 100%
    $914M
  24. 5734
    JLB & Associates IncPlymouth, MI · 291 clientsWealth manager
    Schwab 78%
    $893M
  25. 5750
    Thomas J. Herzfeld Advisors, Inc.Miami Beach, FL · 300 clientsPrivate fund adviser
    Schwab 41%RBC 37%
    $890M
  26. 5975
    Granite Group Advisors, LLCStamford, CT · 170 clientsAsset manager
    RBC 100%
    $830M
  27. 6367
    August GroupToronto, Canada · 56 clientsAsset manager
    RBC 67%National Bank 33%
    $740M
  28. 6389
    CL Wealth Management LLCSchaumburg, IL · 2,168 clientsWealth managerPublic-company ownedHybridCabot Lodge Securities LLC, PKS Securities, Inc., clears through RBC Capital Markets, Raymond James, National Financial Services (Fidelity)
    RBC 64%Raymond James 26%
    $734M
  29. 6515
    Empire Financial Management Company, LLCHolmdel, NJ · 983 clientsWealth managerHybridEmpire Asset Management Company
    RBC 100%
    $706M
  30. 6709
    Alpine Saxon WoodsPurchase, NY · 158 clientsAsset manager
    RBC 82%
    $670M
  31. 6713
    The Oak Ridge Financial Services Group, IncGolden Valley, MN · 1,005 clientsBroker-dealer firmHybridThe Oak Ridge Financial Services Group, Inc
    RBC 100%
    $669M
  32. 6779
    BMB Advisers LLCLOS Angeles, CA · 34 clientsWealth manager
    Fidelity 67%
    $656M
  33. 6815
    5c Capital Management, LLCWoodcliff Lake, NJ · 552 clientsWealth manager
    Schwab 85%
    $648M
  34. 7034
    Quartz Partners Investment ManagementSaratoga Springs, NY · 772 clientsWealth managerWrap sponsorHybridEtico Partners, LLC, clears through RBC Capital Markets
    RBC 90%
    $612M
  35. 7048
    Hoopoe AdvisorsBoston, MA · 626 clientsWealth managerWrap sponsorHybridHoopoe Capital Markets, LLC, clears through RBC Capital Markets
    RBC 100%
    $610M
  36. 7059
    Gradient Wealth ManagementArden Hills, MN · 4,553 clientsBroker-dealer firmHybrid
    SEI 46%
    $608M
  37. 7204
    Monetary Management Group IncSt Louis, MO · 117 clientsWealth managerWrap sponsor
    RBC 78%
    $584M
  38. 7243
    Valueworks, LLCNew York City, NY · 85 clientsPrivate fund adviser
    Pershing 41%Schwab 31%RBC 28%
    $577M
  39. 7328
    First Kentucky Securities CorpLouisville, KY · 1,530 clientsBroker-dealer firmHybrid
    RBC 100%
    $566M
  40. 7334
    Friedlander & Co IncMilwaukee, WI · 31 clientsWealth manager
    Robert W. Baird & Co. Incorporated 93%
    $565M

RIAs by state