Asset manager · Wilmington, DE
Ashford Capital Management Inc
SEC-registered investment adviser · CRD 110696 · SEC 801-15054
At a glance
Ashford Capital Management Inc is an SEC-registered investment adviser based in Wilmington, Delaware, with $966 million in regulatory assets under management as of its Form ADV filed July 28, 2026. Its largest client group by assets is charitable organizations, and it reports 58 individual clients. By Form ADV it is a asset manager, ranked 1,382nd of 3,218 asset managers and 5,479th of 17,210 SEC-registered advisers by assets.
Main office 302-655-1750ashfordcapital.comAs filed on Form ADV
- Regulatory AUM
- $966M
- Rank among asset managers
- #1,382 of 3,218
- Rank among all SEC RIAs
- #5,479 of 17,210
- Rank in Delaware
- #9 of 39
- Individual clients
- 58
- High-net-worth clients
- 51
- Accounts
- 95
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Louise V. HoranVice President, Operations (class B Shares)
- Theodore H. I. AshfordChief Executive Officer, Director, Chief Investment Officer (class A&b Shares)
- Theodore H AshfordChairman, Director (class A Shares)
- Anthony M. PetrucciChief Financial Officer, Director (class B Shares)
Custody and brokerage
3 custodians
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 28 | $359M | 37% |
| High-net-worth individuals | 51 | $276M | 29% |
| Pooled investment vehicles | 6 | $265M | 27% |
| Pension and profit sharing plans | – | $59M | 6% |
| Individuals | 7 | $6M | <1% |
| Corporations or other businesses | – | $1M | <1% |
Private funds
Ashford Capital Management Inc reports 4 private funds with $219M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Ashford Capital Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ashfordcapital.com ↗
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The full record on Ashford Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Rank against 999 peers of its type and size
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- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Ashford Capital Management Inc manage?
Ashford Capital Management Inc reports $966 million in regulatory assets under management across 95 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 28, 2026.
What kind of firm is Ashford Capital Management Inc?
Ashford Capital Management Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Ashford Capital Management Inc’s clients?
By assets, its largest client types are charitable organizations ($359 million, 28 clients); high-net-worth individuals ($276 million, 51 clients); pooled investment vehicles ($265 million, 6 clients).
Does Ashford Capital Management Inc manage private funds?
Yes. It reports 4 private funds with $219 million in gross assets, including hedge funds.
Does Ashford Capital Management Inc have any disciplinary history?
Ashford Capital Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ashford Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →