Broker-dealer firm · Golden Valley, MN
The Oak Ridge Financial Services Group, Inc
SEC-registered investment adviser · CRD 42941 · SEC 801-80809
At a glance
The Oak Ridge Financial Services Group, Inc is an SEC-registered investment adviser based in Golden Valley, Minnesota, with $669 million in regulatory assets under management as of its Form ADV filed December 23, 2025. Its largest client group by assets is high-net-worth individuals, and it reports 994 individual clients. By Form ADV it is a broker-dealer firm, ranked 185th of 391 broker-dealer firms and 6,713th of 17,210 SEC-registered advisers by assets.
Main office 763-923-2270oakridgefinancial.comAs filed on Form ADV
- Regulatory AUM
- $669M
- Rank among broker-dealer firms
- #185 of 391
- Rank among all SEC RIAs
- #6,713 of 17,210
- Rank in Minnesota
- #116 of 276
- Individual clients
- 994
- High-net-worth clients
- 158
- Accounts
- 1,500
- Discretionary
- 20% of AUM
- Employees
- 57
- Advisory staff
- 32
- Offices
- 2
Owners and executives on its Form ADV
- Russell Stuart KingChairman, CEO & Director
- Julie Ann Macy RumbleVP, Operations Manager
- Olga RipFinop
- John Richard EkmanExecutive Vice President
- Brandon James CowanEvp, CCO
Custody and brokerage
Broker-dealer
Hybrid RIA
The Oak Ridge Financial Services Group, Inc is a hybrid RIA: 32 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: The Oak Ridge Financial Services Group, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 158 | $392M | 59% |
| Individuals | 836 | $268M | 40% |
| Charitable organizations | 6 | $6M | <1% |
| Corporations or other businesses | 5 | $3M | <1% |
Disciplinary disclosures
The Oak Ridge Financial Services Group, Inc answers yes to 7 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗oakridgefinancial.com ↗
AtlasMembers
The full record on The Oak Ridge Financial Services Group, Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 147 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does The Oak Ridge Financial Services Group, Inc manage?
The Oak Ridge Financial Services Group, Inc reports $669 million in regulatory assets under management across 1,500 accounts, 20% of it on a discretionary basis, on its Form ADV filed December 23, 2025.
What kind of firm is The Oak Ridge Financial Services Group, Inc?
The Oak Ridge Financial Services Group, Inc is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are The Oak Ridge Financial Services Group, Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($392 million, 158 clients); individuals ($268 million, 836 clients); charitable organizations ($6 million, 6 clients).
Does The Oak Ridge Financial Services Group, Inc have any disciplinary history?
The Oak Ridge Financial Services Group, Inc answers yes to 7 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is The Oak Ridge Financial Services Group, Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2025-12-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →