Broker-dealer firm · Eagle, ID
American Independent Securities Group, LLC
SEC-registered investment adviser · CRD 135288 · SEC 801-69138
At a glance
American Independent Securities Group, LLC is an SEC-registered investment adviser based in Eagle, Idaho, with $986 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is individuals, and it reports 4,339 individual clients. By Form ADV it is a broker-dealer firm, ranked 165th of 391 broker-dealer firms and 5,423rd of 17,210 SEC-registered advisers by assets.
Main office 208-489-3131americanisg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $986M
- Rank among broker-dealer firms
- #165 of 391
- Rank among all SEC RIAs
- #5,423 of 17,210
- Rank in Idaho
- #11 of 54
- Individual clients
- 4,339
- High-net-worth clients
- 437
- Accounts
- 4,385
- Discretionary
- 5% of AUM
- Employees
- 49
- Advisory staff
- 49
- Offices
- 37
Owners and executives on its Form ADV
- Ryan Shane CarlsonMember, CEO
- Joseph Allison Jr ThomasMunicipal Pricipal,registered Options and Securities Futures Principal ,member
- Sheila A KerbeinPrincipal, Chief Compliance Officer
- Reyheena Maria FaxonPrincipal, Finop
Custody and brokerage
Broker-dealer
Hybrid RIA
American Independent Securities Group, LLC is a hybrid RIA: 46 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: American Independent Securities Group, LLC.
Its Form ADV brochure (filed March 2026) names American Independent Securities Group as the broker-dealer its advisers are registered with.
Management personnel and investment advisory representatives of AISG may be separately licensed as registered representatives of our affiliated broker-dealer (also called AISG).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 3,902 | $578M | 59% |
| High-net-worth individuals | 437 | $389M | 39% |
| Corporations or other businesses | 15 | $9M | <1% |
| Pension and profit sharing plans | 18 | $5M | <1% |
| Charitable organizations | 13 | $5M | <1% |
Disciplinary disclosures
American Independent Securities Group, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗americanisg.com ↗
AtlasMembers
The full record on American Independent Securities Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 126 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
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Background
Questions
How much does American Independent Securities Group, LLC manage?
American Independent Securities Group, LLC reports $986 million in regulatory assets under management across 4,385 accounts, 5% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is American Independent Securities Group, LLC?
American Independent Securities Group, LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are American Independent Securities Group, LLC’s clients?
By assets, its largest client types are individuals ($578 million, 3,902 clients); high-net-worth individuals ($389 million, 437 clients); corporations or other businesses ($9 million, 15 clients).
Does American Independent Securities Group, LLC have any disciplinary history?
American Independent Securities Group, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is American Independent Securities Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →