Municipal Pricipal,registered Options and Securities Futures Principal ,member · American Independent Securities Group, LLC
Joseph Allison Jr Thomas
CRD 1484206 · Named on Form ADV at one SEC-registered adviser
At a glance
American Independent Securities Group, LLC, an SEC-registered broker-dealer firm based in Eagle, ID with $986 million in regulatory assets, lists Joseph Allison Jr Thomas on its Form ADV as Municipal Pricipal,registered Options and Securities Futures Principal ,member.
Firms and roles
- American Independent Securities Group, LLCMunicipal Pricipal,registered Options and Securities Futures Principal ,memberBroker-dealer firm · Eagle, ID · $986M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings
- Ryan Shane CarlsonMember, CEO, American Independent Securities Group, LLC
- Sheila A KerbeinPrincipal, Chief Compliance Officer, American Independent Securities Group, LLC
- Reyheena Maria FaxonPrincipal, Finop, American Independent Securities Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.