Wealth manager, independent · Harmony, PA
Rodgers Brothers, Inc.
SEC-registered investment adviser · CRD 16197 · SEC 801-61034
At a glance
Rodgers Brothers, Inc. is an SEC-registered investment adviser based in Harmony, Pennsylvania, with $1.0 billion in regulatory assets under management as of its Form ADV filed June 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 495 individual clients. By Form ADV it is a wealth manager, ranked 1,502nd of 8,915 wealth managers and 5,272nd of 17,210 SEC-registered advisers by assets.
Main office 724-473-4003rodgersbrothers.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among wealth managers
- #1,502 of 8,915
- Rank among all SEC RIAs
- #5,272 of 17,210
- Rank in Pennsylvania
- #195 of 564
- Individual clients
- 495
- High-net-worth clients
- 228
- Accounts
- 1,070
- Discretionary
- 100% of AUM
- Employees
- 19
- Advisory staff
- 9
- Offices
- 3
Owners and executives on its Form ADV
- Gary RodgersDirector
- Mark RodgersPresident, Director
- Denise R. RodgersDirector
- Mark C. RodgersCEO, Director
- Kimberly M. KuhlmanChief Financial Officer
- Ann F. KeitnerChief Compliance Officer
- Michael C. RodgersDirector
- Nicholas T. MastrianChief Operations Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 228 | $809M | 78% |
| Individuals | 267 | $110M | 11% |
| Charitable organizations | 5 | $62M | 6% |
| Investment companies | 1 | $39M | 4% |
| Pension and profit sharing plans | 1 | $9M | <1% |
| Corporations or other businesses | 4 | $8M | <1% |
Disciplinary disclosures
Rodgers Brothers, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗rodgersbrothers.com ↗
AtlasMembers
The full record on Rodgers Brothers, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,444 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Rodgers Brothers, Inc. manage?
Rodgers Brothers, Inc. reports $1.0 billion in regulatory assets under management across 1,070 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 23, 2026.
What kind of firm is Rodgers Brothers, Inc.?
Rodgers Brothers, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Rodgers Brothers, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($809 million, 228 clients); individuals ($110 million, 267 clients); charitable organizations ($62 million, 5 clients).
Does Rodgers Brothers, Inc. have any disciplinary history?
Rodgers Brothers, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Rodgers Brothers, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →