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WSR The Most Important Year-End Review Is Your OwnWSR AmeriFlex Recruits 17 Advisors Representing Over $1.4 Billion In Client AssetsWSR Cerulli: Many Investors Still Struggle To Understand Advisors’ FeesWSR Dear Ryan: Transformed On Paper, Uncertain In PracticeIN Meta deal shields Zuckerberg from California wealth tax billRB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicWM The Diamond Podcast for Financial Advisors: How Smart Money Evaluates Wealth Management FirmsWM Cerulli: $5B+ Fee-Only Independent RIAs Face 'Shrinking Footprint'FP Why fee-based models are the future of advisor compensationIN Inheritance conflict is the rule, not the exception, Wells Fargo finds
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

627 firms manage $3.9 trillionBNY Pershing

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3535
    First Heartland Consultants, Inc.Lake St. Louis, MO · 6,461 clientsWealth managerWrap sponsorHybridFirst Heartland Capital, Inc.
    Pershing 100%
    $2.1B
  2. 3552
    Avestar Capital, LLCNew York, NY · 187 clientsWealth manager
    Schwab 60%Pershing 40%
    $2.1B
  3. 3567
    Quent Capital, LLCNew York, NY · 384 clientsWealth manager
    Pershing 54%Fidelity 40%
    $2.1B
  4. 3569
    Clear Harbor Asset Management, LLCStamford, CT · 820 clientsWealth manager
    Pershing 73%Schwab 27%
    $2.1B
  5. 3578
    Adviceone Advisory Services, LLCGlastonbury, CT · 1,449 clientsWealth manager
    Schwab 86%
    $2.0B
  6. 3600
    Keebeck Wealth ManagementChicago, IL · 150 clientsWealth manager
    Pershing 53%Schwab 47%
    $2.0B
  7. 3601
    Halyard Asset Management LLCWhite Plains, NY · 23 clientsPrivate fund adviser
    Principal Securities 69%Pershing 31%
    $2.0B
  8. 3612
    Madison Avenue Securities, LLCSAN Diego, CA · 14,099 clientsBroker-dealer firmHybridAE Financial Services, LLC, clears through National Financial Services (Fidelity)
    Pershing 100%
    $2.0B
  9. 3630
    CAPTRUST Wealth AdvisorsHolland, MI · 926 clientsWealth managerWrap sponsor
    Pershing 100%
    $2.0B
  10. 3632
    Blackhill Capital, IncMorristown, NJ · 81 clientsWealth manager
    Pershing 100%
    $2.0B
  11. 3691
    Bulltick Wealth Management, LLCMiami, FL · 315 clientsWealth managerHybridBulltick, LLC, clears through Pershing
    Pershing 78%J.P. Morgan 22%
    $1.9B
  12. 3701
    Voss Capital, LPHouston, TX · 10 clientsAsset manager
    Goldman Sachs 63%
    $1.9B
  13. 3718
    Landaas & CompanyMilwaukee, WI · 1,804 clientsBroker-dealer firmHybrid
    Pershing 99%
    $1.9B
  14. 3723
    Rossmore Private Capital, LLCGlastonbury, CT · 275 clientsWealth manager
    Pershing 100%
    $1.9B
  15. 3740
    Resolute Partners GroupSAN Francisco, CA · 35 clientsWealth manager
    Pershing 51%Schwab 35%
    $1.9B
  16. 3744
    Mora Capital Management, LLCMiami, FL · 685 clientsWealth managerBank-affiliatedHybridMora Capital Securities LLC, Tressis Sociedad De Valores, S.A., clears through Pershing
    Pershing 64%UBS 36%
    $1.9B
  17. 3748
    JAG Capital Management LLCSt. Louis, MO · 1,068 clientsAsset managerHybrid
    Pershing 81%
    $1.9B
  18. 3799
    Ashton Thomas Securities, LLCRochester, NY · 2,282 clientsBroker-dealer firmHybrid
    Pershing 100%
    $1.9B
  19. 3800
    Clear Creek Financial Management, LLCSilverdale, WA · 4,003 clientsWealth manager
    Schwab 82%
    $1.9B
  20. 3811
    CSM Capital CorporationNew York, NY · 55 clientsAsset manager
    Pershing 100%
    $1.8B
  21. 3836
    Cacti Asset Management, LLC43 clientsAsset manager
    U.S. Bank 55%Pershing 36%
    $1.8B
  22. 3842
    View Capital RIA, LPDallas, TX · 141 clientsWealth manager
    Pershing 77%Schwab 23%
    $1.8B
  23. 3849
    Versant Capital Management, Inc.Phoenix, AZ · 521 clientsWealth manager
    Schwab 74%Pershing 26%
    $1.8B
  24. 3973
    Seelaus Asset Management, LLCChatham, NJ · 273 clientsAsset managerHybridR. Seelaus & Co., LLC
    U.S. Bancorp Investments 39%BNY 37%
    $1.7B
  25. 3983
    Rothschild Wealth LLCOakbrook, IL · 3,656 clientsWealth managerHybridRothschild Investment LLC
    Schwab 67%Pershing 33%
    $1.7B
  26. 4020
    Orange Investment Advisors, Inc.Goshen, NY · 1,391 clientsWealth managerBank-affiliated
    Pershing 65%Northern Trust 35%
    $1.7B
  27. 4064
    USA Financial ExchangeADA, MI · 10,265 clientsWealth managerHybridSaybrus Equity Services, LLC, Trinity Wealth Securities, L.L.C.
    Axos 98%
    $1.6B
  28. 4080
    Intrepid Capital Management IncJacksonville Beach, FL · 671 clientsAsset managerHybrid
    U.S. Bank 82%
    $1.6B
  29. 4084
    The Nemes Rush Group, LLCNovi, MI · 881 clientsWealth managerWrap sponsorHybrid
    Raymond James 99%
    $1.6B
  30. 4109
    Financial Plan, Inc.Bellingham, WA · 924 clientsWealth manager
    Pershing 100%
    $1.6B
  31. 4110
    Tanager Wealth ManagementLondon, United Kingdom · 1,052 clientsWealth manager
    Pershing 88%
    $1.6B
  32. 4141
    Credicorp Capital Advisors LLCMiami, FL · 369 clientsAsset managerHybridCredicorp Capital LLC, Prima AFP
    Pershing 100%
    $1.6B
  33. 4174
    Pekin Hardy Strauss, Inc.Chicago, IL · 743 clientsWealth manager
    Pershing 79%
    $1.6B
  34. 4194
    Financial Symmetry Inc.Raleigh, NC · 873 clientsWealth manager
    Pershing 100%
    $1.5B
  35. 4234
    Midwest Financial PartnersSt. Cloud, MN · 531 clientsWealth manager
    Pershing 100%
    $1.5B
  36. 4279
    Archford Capital Strategies, LLCSwansea, IL · 861 clientsWealth managerHybrid
    Pershing 100%
    $1.5B
  37. 4327
    CJM Wealth Advisers, LTD.Falls Church, VA · 875 clientsWealth managerWrap sponsor
    Pershing 100%
    $1.5B
  38. 4367
    Fusion Family Wealth, LLCWoodbury, NY · 368 clientsWealth manager
    Fidelity 90%
    $1.4B
  39. 4416
    V-Square Quantitative ManagementChicago, IL · 49 clientsWealth manager
    Northern Trust 37%BNY 26%
    $1.4B
  40. 4450
    Alterna Wealth Management, Inc.Houston, TX · 1,316 clientsWealth managerHybridAlterna Securities, Inc.
    Pershing 100%
    $1.4B

RIAs by state