Private fund adviser · White Plains, NY
Halyard Asset Management LLC
SEC-registered investment adviser · CRD 154493 · SEC 801-71687
At a glance
Halyard Asset Management LLC is an SEC-registered investment adviser based in White Plains, New York, with $2.0 billion in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 4 individual clients. By Form ADV it is a private fund adviser, ranked 1,648th of 4,686 private fund advisers and 3,601st of 17,210 SEC-registered advisers by assets.
Main office 914-437-5600halyardmgmt.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.0B
- Rank among private fund advisers
- #1,648 of 4,686
- Rank among all SEC RIAs
- #3,601 of 17,210
- Rank in New York
- #853 of 2,591
- Individual clients
- 4
- High-net-worth clients
- 3
- Accounts
- 23
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Michael J. KastnerManaging Member
- Saleemah H. AhamedChief Compliance Officer
- Steven H. BoydManaging Member
Custody and brokerage
2 custodians
- Principal Securities$45M69%
- BNY Pershing$20M31%
Other RIAs using Principal SecuritiesOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 11 | $1.9B | 94% |
| Investment companies | 1 | $51M | 2% |
| Corporations or other businesses | 2 | $46M | 2% |
| Charitable organizations | 3 | $7M | <1% |
| Other investment advisers | 1 | $7M | <1% |
| High-net-worth individuals | 3 | $5M | <1% |
| Other | 1 | $2M | <1% |
| Individuals | 1 | $0M | <1% |
Disciplinary disclosures
Halyard Asset Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗halyardmgmt.com ↗
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The full record on Halyard Asset Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,852 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Halyard Asset Management LLC manage?
Halyard Asset Management LLC reports $2.0 billion in regulatory assets under management across 23 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Halyard Asset Management LLC?
Halyard Asset Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Halyard Asset Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($1.9 billion, 11 clients); investment companies ($51 million, 1 clients); corporations or other businesses ($46 million, 2 clients).
Does Halyard Asset Management LLC have any disciplinary history?
Halyard Asset Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Halyard Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →