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IN SEC 2027 exam priorities target RIA fees, cash management and M&AIN Another ex-LPL Financial advisor in trouble, this time in Iowa4K Kitces Picks Best Financial Advisor Conferences for 2027WM Rockefeller Adds J.P. Morgan Team in HoustonIN Big firms locking down advisors with pay in 2027WM Nevis Lands $70M to Expand AI Wealth PlatformWM People Moves: $6.8B Sowell Names New CIO, Launches Investment OfficeIN Fed likely to hold this week, but December hike odds top 70%IN Hybrid RIAs to get a head start on FINRA performance projections ruleWM Wealth Management Invest: Fixed Income Opportunities in a Higher-Rate Market with Sean Banai
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10591
    Wilmington Capital Securities, LLCGarden City, NY · 177 clientsBroker-dealer firmHybridWilmington Capital Securities, LLC
    No custodian reported
    $277M
  2. 10593
    The Retirement Guys FormulaMaumee, OH · 1,155 clientsWealth managerHybridPeak Brokerage Services, LLC, clears through Wells Fargo Clearing Services
    Schwab 100%
    $277M
  3. 10595
    JFR Financial Services, Inc.Trenton, MI · 597 clientsWealth managerHybrid
    Fidelity 100%
    $277M
  4. 10597
    Centerpoint Advisory Group, LLCOverland Park, KS · 276 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $276M
  5. 10614
    4wealth Advisors, Inc.Burr Ridge, IL · 567 clientsWealth managerHybrid
    Schwab 83%
    $275M
  6. 10625
    1492 Capital Management, LLCMilwaukee, WI · 98 clientsWealth managerHybrid
    U.S. Bancorp 69%BNY 31%
    $275M
  7. 10628
    Ouellette Wealth Advisory LLCLexington, MA · 213 clientsWealth managerHybrid
    Schwab 86%
    $274M
  8. 10629
    Sutterfield Financial Group, Inc.Bartlesville, OK · 1,129 clientsWealth managerHybridPurshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity)
    Fidelity 81%
    $274M
  9. 10634
    Signature Financial Services, LTDArlington Heights, IL · 353 clientsWealth managerHybrid
    Pershing 47%SEI 41%
    $274M
  10. 10645
    Legacy CapitalThe Woodlands, TX · 280 clientsWealth managerHybrid
    Schwab 100%
    $273M
  11. 10646
    Reckoner Capital Management LLCNew York, NY · 9 clientsAsset managerHybridRedbird BD, LLC
    BNY 92%
    $273M
  12. 10650
    Uhlmann Investment Management, L.L.C.Skokie, IL · 456 clientsBroker-dealer firmHybridUhlmann Price Securities, LLC
    No custodian reported
    $273M
  13. 10653
    Knox Wealth Partners AdvisoryKnoxville, TN · 525 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $273M
  14. 10656
    Nestegg Advisors, Inc.Hauppauge, NY · 237 clientsWealth managerWrap sponsorHybrid
    Pershing 100%
    $273M
  15. 10657
    Retirement Strategies, LTD.Dublin, OH · 419 clientsWealth managerHybrid
    Fidelity 100%
    $273M
  16. 10658
    E. A. Horwitz LLCDeerfield, IL · 369 clientsWealth managerWrap sponsorHybrid
    Fidelity 78%
    $273M
  17. 10660
    Dominari IM LLCNew York, NY · 22 clientsPrivate fund adviserHybridDominari Securities LLC
    No custodian reported
    $273M
  18. 10663
    Camelot Portfolios, LLCMaumee, OH · 791 clientsWealth managerHybrid
    Fidelity 51%Interactive Brokers 27%
    $272M
  19. 10677
    Alliance FinancialWyomissing, PA · 656 clientsWealth managerWrap sponsorHybrid
    LPL Financial 95%
    $272M
  20. 10679
    Accrued Equities Inc.Melville, NY · 1 clientsBroker-dealer firmHybrid
    No custodian reported
    $272M
  21. 10683
    True Blue Financial, LLCStevensville, MI · 575 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $272M
  22. 10687
    Parsonex Advisory Services, Inc.Englewood, CO · 331 clientsBroker-dealer firmHybridParsonex Capital Markets, LLC, Parsonex Securities, Inc.
    No custodian reported
    $271M
  23. 10690
    OFG Financial Services, Inc.Topeka, KS · 855 clientsBroker-dealer firmHybrid
    No custodian reported
    $271M
  24. 10691
    Palisades Investment Partners, LLCEl Segundo, CA · 92 clientsAsset managerHybrid
    J.P. Morgan 51%State Street 49%
    $271M
  25. 10705
    The Jenkins GroupAlbany, GA · 251 clientsWealth managerHybrid
    LPL Financial 100%
    $270M
  26. 10711
    Alpha Zero LLCBoca Raton, FL · 422 clientsWealth managerHybrid
    Schwab 100%
    $270M
  27. 10713
    Hawke Financial GroupMeridian, ID · 571 clientsWealth managerHybrid
    Schwab 100%
    $270M
  28. 10714
    Wallace Advisory Group, LLCLafayette, CA · 87 clientsWealth managerHybrid
    Schwab 100%
    $269M
  29. 10715
    Mader & Shannon Wealth ManagementKansas City, MO · 375 clientsWealth managerHybrid
    Schwab 100%
    $269M
  30. 10716
    Hardy & Hardy Co LLCLima, OH · 272 clientsWealth managerHybrid
    LPL Financial 73%Aegon USA Securities 27%
    $269M
  31. 10717
    Atlas Fiduciary Services, Inc.Concord, NH · 132 clientsAsset managerHybrid
    Bpas 54%Transamerica Capital 30%
    $269M
  32. 10720
    Barr Financial Services, LLCWinter Park, FL · 253 clientsWealth managerHybrid
    SEI 100%
    $269M
  33. 10722
    LAS Olas Capital Wealth LLCFort Lauderdale, FL · 47 clientsAsset managerHybridLAS Olas Capital Partners, LLC
    Schwab 58%UMB Financial Services 42%
    $269M
  34. 10724
    Dunn Capital ManagementStuart, FL · 1 clientsPrivate fund adviserHybridDunn Securities, LLC
    No custodian reported
    $269M
  35. 10725
    Diversified Resources, LLCWarwick, RI · 640 clientsBroker-dealer firmHybrid
    SEI 100%
    $269M
  36. 10734
    Memphis Capital Management, LLCMemphis, TN · 3 clientsPrivate fund adviserHybridStonewall Investments Tennessee Inc.
    No custodian reported
    $269M
  37. 10739
    CWS Capital Partners LLCNewport Beach, CA · 28 clientsPrivate fund adviserHybridClayton, Williams & Sherwood Investments
    No custodian reported
    $268M
  38. 10740
    JMK & Associates, LLCSpokane, WA · 1,453 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $268M
  39. 10742
    BPM Wealth Advisors, LLCSan Francisco, CA · 59 clientsAsset managerHybrid
    Fidelity 69%Schwab 31%
    $268M
  40. 10752
    LAS Olas Capital Advisors, LLCFort Lauderdale, FL · 7 clientsPrivate fund adviserHybridLAS Olas Capital Partners, LLC
    Schwab 100%
    $267M

RIAs by state