Asset manager · SAN Francisco, CA
BPM Wealth Advisors, LLC
SEC-registered investment adviser · CRD 325909 · SEC 801-128253
At a glance
BPM Wealth Advisors, LLC is an SEC-registered investment adviser based in SAN Francisco, California, with $268 million in regulatory assets under management as of its Form ADV filed January 28, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 59 individual clients. By Form ADV it is a asset manager, ranked 1,990th of 3,218 asset managers and 10,742nd of 17,210 SEC-registered advisers by assets.
Main office 415-421-5757bpm.comAs filed on Form ADV
- Regulatory AUM
- $268M
- Rank among asset managers
- #1,990 of 3,218
- Rank among all SEC RIAs
- #10,742 of 17,210
- Rank in California
- #1,233 of 1,873
- Individual clients
- 59
- High-net-worth clients
- 33
- Accounts
- 128
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 16
Owners and executives on its Form ADV
- Carl A. SorboroPresident
- Michael D. WatsonDirector/chief Compliance Officer
- James K. WallaceCEO
- Blase P DillinghamSecretary
Custody and brokerage
Broker-dealer
Hybrid RIA
BPM Wealth Advisors, LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed January 2026) names Valmark Securities as the broker-dealer its advisers are registered with.
rs Inc., an SEC registered investment adviser; registered representatives with Valmark Securities., Inc. a registered broker dealer with FINRA, the Securities and Exchange Commission (SEC) and various states; and, insurance agents licensed
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | – | $190M | 71% |
| High-net-worth individuals | 33 | $46M | 17% |
| Corporations or other businesses | – | $23M | 9% |
| Individuals | 26 | $8M | 3% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
BPM Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗bpm.com ↗
AtlasMembers
The full record on BPM Wealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 903 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does BPM Wealth Advisors, LLC manage?
BPM Wealth Advisors, LLC reports $268 million in regulatory assets under management across 128 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 28, 2026.
What kind of firm is BPM Wealth Advisors, LLC?
BPM Wealth Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are BPM Wealth Advisors, LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($190 million); high-net-worth individuals ($46 million, 33 clients); corporations or other businesses ($23 million).
Does BPM Wealth Advisors, LLC have any disciplinary history?
BPM Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is BPM Wealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →