Wealth manager, independent · Burr Ridge, IL
4wealth Advisors, Inc.
SEC-registered investment adviser · CRD 129727 · SEC 801-113392
At a glance
4wealth Advisors, Inc. is an SEC-registered investment adviser based in Burr Ridge, Illinois, with $275 million in regulatory assets under management as of its Form ADV filed April 9, 2026. Its largest client group by assets is individuals, and it reports 508 individual clients. By Form ADV it is a wealth manager, ranked 4,671st of 8,915 wealth managers and 10,614th of 17,210 SEC-registered advisers by assets.
Main office 708-695-53004wealthfg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $275M
- Rank among wealth managers
- #4,671 of 8,915
- Rank among all SEC RIAs
- #10,614 of 17,210
- Rank in Illinois
- #475 of 684
- Individual clients
- 508
- High-net-worth clients
- 60
- Accounts
- 1,262
- Discretionary
- 48% of AUM
- Employees
- 13
- Advisory staff
- 10
- Offices
- 2
Owners and executives on its Form ADV
- Peter D. RecchiaPresident/chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
4wealth Advisors, Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Item 10 Other Financial Industry Activities and Affiliations Registrations with Broker-Dealer/Other Investment Adviser One person providing investment advice on behalf of our firm is a registered representative with PKS, a securities broker
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 448 | $112M | 41% |
| High-net-worth individuals | 60 | $97M | 35% |
| Pension and profit sharing plans | 59 | $67M | 24% |
Disciplinary disclosures
4wealth Advisors, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗4wealthfg.com ↗
AtlasMembers
The full record on 4wealth Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 6,469 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does 4wealth Advisors, Inc. manage?
4wealth Advisors, Inc. reports $275 million in regulatory assets under management across 1,262 accounts, 48% of it on a discretionary basis, on its Form ADV filed April 9, 2026.
What kind of firm is 4wealth Advisors, Inc.?
4wealth Advisors, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are 4wealth Advisors, Inc.’s clients?
By assets, its largest client types are individuals ($112 million, 448 clients); high-net-worth individuals ($97 million, 60 clients); pension and profit sharing plans ($67 million, 59 clients).
Does 4wealth Advisors, Inc. have any disciplinary history?
4wealth Advisors, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is 4wealth Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →