Wealth manager, independent · Boca Raton, FL
Alpha Zero LLC
SEC-registered investment adviser · CRD 319050 · SEC 801-124738
At a glance
Alpha Zero LLC is an SEC-registered investment adviser based in Boca Raton, Florida, with $270 million in regulatory assets under management as of its Form ADV filed September 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 421 individual clients. By Form ADV it is a wealth manager, ranked 4,740th of 8,915 wealth managers and 10,711th of 17,210 SEC-registered advisers by assets.
Main office 561-576-2599alphazerowealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $270M
- Rank among wealth managers
- #4,740 of 8,915
- Rank among all SEC RIAs
- #10,711 of 17,210
- Rank in Florida
- #632 of 1,090
- Individual clients
- 421
- High-net-worth clients
- 87
- Accounts
- 456
- Discretionary
- 95% of AUM
- Employees
- 17
- Advisory staff
- 10
- Offices
- 5
Owners and executives on its Form ADV
- ERIC D. MECHLERManaging Partner
- Jordan M. GrabowskiManaging Partner & Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Alpha Zero LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names The Leaders Group as the broker-dealer its advisers are registered with.
Registration as a Broker/Dealer or Broker/Dealer Representative Some AZ representatives are registered representatives of The Leaders Group Inc., a broker dealer. 15 B.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 87 | $200M | 74% |
| Individuals | 334 | $59M | 22% |
| Pooled investment vehicles | 1 | $12M | 4% |
Disciplinary disclosures
Alpha Zero LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗alphazerowealth.com ↗
AtlasMembers
The full record on Alpha Zero LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 6,454 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Alpha Zero LLC manage?
Alpha Zero LLC reports $270 million in regulatory assets under management across 456 accounts, 95% of it on a discretionary basis, on its Form ADV filed September 3, 2026.
What kind of firm is Alpha Zero LLC?
Alpha Zero LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Alpha Zero LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($200 million, 87 clients); individuals ($59 million, 334 clients); pooled investment vehicles ($12 million, 1 clients).
Does Alpha Zero LLC have any disciplinary history?
Alpha Zero LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Alpha Zero LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →