Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3365
    Sound View Wealth Advisors Group, LLCSavannah, GA · 950 clientsWealth managerHybrid
    Schwab 87%
    $2.3B
  2. 3366
    Gateway Wealth Partners, LLCAppleton, WI · 7,382 clientsWealth managerWrap sponsorHybrid
    LPL Financial 75%Assetmark 25%
    $2.3B
  3. 3369
    Stonebridge Financial Group, LLCWormleysburg, PA · 1,457 clientsWealth managerHybrid
    Schwab 100%
    $2.3B
  4. 3370
    JDL AdvisersNewport Beach, CA · 7,943 clientsWealth managerHybridJDL Securities Corporation
    Capital Client Group 61%Schwab 39%
    $2.3B
  5. 3377
    Focused Wealth Management, Inc.Newburgh, NY · 2,333 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $2.3B
  6. 3381
    Cramer Rosenthal McGlynn LLCStamford, CT · 282 clientsAsset managerHybrid
    Northern Trust 100%
    $2.3B
  7. 3384
    Waterloo CapitalAustin, TX · 2,797 clientsBroker-dealer firmHybrid
    Schwab 58%Fidelity Distributors Company 42%
    $2.3B
  8. 3391
    APC Asset Development I, LPNewport Beach, CA · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $2.3B
  9. 3392
    Pacific Income Advisers IncEl Segundo, CA · 2,673 clientsAsset managerHybridSyndicated Capital, Inc.
    Morgan Stanley 59%Wells Fargo 41%
    $2.2B
  10. 3405
    Absolute Investment Advisers, LLCRosemary Beach, FL · 7 clientsAsset managerHybrid
    Fidelity 100%
    $2.2B
  11. 3411
    Churchill Pcif Advisor LLCNew York, NY · 1 clientsAsset managerHybridNuveen Securities, LLC
    No custodian reported
    $2.2B
  12. 3413
    Koss-Olinger Consulting, LLC.Gainesville, FL · 679 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  13. 3422
    Riverfront Investment Group, LLCRichmond, VA · 1,534 clientsAsset managerHybridBaird Strategas LLC, Robert W. Baird & Co. Incorporated
    Robert W. Baird & Co. Incorporated 65%
    $2.2B
  14. 3430
    Golden State Wealth Management, LLCPowell, WY · 4,192 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $2.2B
  15. 3434
    Advisors Asset Management, Inc.Monument, CO · 1,505 clientsBroker-dealer firmHybridBentallgreenoak Real Estate US LLC, MFS Fund Distributors, Inc.
    Fidelity 61%Schwab 25%
    $2.2B
  16. 3438
    FS Structured Products Advisor, LLCPhiladelphia, PA · 6 clientsPrivate fund adviserHybridFS Investment Solutions, LLC
    No custodian reported
    $2.2B
  17. 3442
    Kiley Juergens Wealth Management, LLCOlympia, WA · 3,070 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  18. 3443
    John Hancock Personal Financial Services, LLCBoston, MA · 35,589 clientsWealth managerBank-affiliatedHybridJohn Hancock Distributors LLC, John Hancock Investment Management Distributors LLC
    John Hancock Trust Company 58%Pershing 42%
    $2.2B
  19. 3451
    Nadler Financial Group, Inc.Deerfield, IL · 1,072 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  20. 3457
    Euro Pacific Asset Management, LLCDorado, PR · 3,661 clientsAsset managerHybrid
    UMB Financial Services 65%Fidelity 23%
    $2.2B
  21. 3473
    Capitol Securities Management, Inc.Glen Allen, VA · 3,970 clientsBroker-dealer firmHybrid
    Raymond James 100%
    $2.2B
  22. 3476
    Octavia Wealth Advisors LLCCincinnati, OH · 3,803 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  23. 3477
    Hartford FundsWayne, PA · 7 clientsAsset managerHybridHartford Funds Distributors, LLC
    No custodian reported
    $2.2B
  24. 3485
    Ethos Financial Group, LLCKing of Prussia, PA · 1,808 clientsWealth managerHybrid
    Schwab 88%
    $2.1B
  25. 3486
    Financial Management Network IncMission Viejo, CA · 1,528 clientsWealth managerHybridFMN Capital Corporation, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $2.1B
  26. 3498
    Next Capital Management LLCNew York, NY · 320 clientsWealth managerHybrid
    Schwab 100%
    $2.1B
  27. 3501
    Lawley Retirement AdvisorsBuffalo, NY · 161 clientsAsset managerHybrid
    Principal Financial Group 43%Fidelity 34%Empower 23%
    $2.1B
  28. 3506
    Doubleline ETF Adviser LPTampa, FL · 9 clientsAsset managerHybrid
    No custodian reported
    $2.1B
  29. 3515
    Vanderbilt Advisory ServicesWoodbury, NY · 6,470 clientsWealth managerHybridArk Global, LLC, Impactu.investments, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $2.1B
  30. 3516
    Distillate Capital Partners LLCChicago, IL · 4 clientsAsset managerHybrid
    State Street 100%
    $2.1B
  31. 3518
    American Capital Management IncNew York, NY · 333 clientsAsset managerHybrid
    Merrill / Bank of America 100%
    $2.1B
  32. 3521
    Transamerica Financial Advisors, LLCPhiladelphia, PA · 42,735 clientsBroker-dealer firmHybridTransamerica Capital, LLC, Transamerica Investors Securities, LLC
    No custodian reported
    $2.1B
  33. 3523
    The Wealth Alliance, LLCMelville, NY · 1,232 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $2.1B
  34. 3524
    Navy Federal Investment Services, LLCVienna, VA · 7,424 clientsBroker-dealer firmHybrid
    Pershing 100%
    $2.1B
  35. 3526
    Ameraudi Asset Management, Inc.New York, NY · 968 clientsWealth managerBank-affiliatedHybridAmeraudi Investment Services LLC, clears through Pershing
    Pershing 65%Stonex Financial 26%
    $2.1B
  36. 3528
    Quadrant Private Wealth Management, LLCCenter Valley, PA · 883 clientsBroker-dealer firmHybrid
    Fidelity 78%Schwab 22%
    $2.1B
  37. 3530
    Ascentis Independent Advisors, LLCDallas, TX · 2,815 clientsWealth managerHybrid
    Raymond James 55%Schwab 45%
    $2.1B
  38. 3532
    Emerald Mutual Fund Advisers TrustLeola, PA · 3 clientsAsset managerHybrid
    No custodian reported
    $2.1B
  39. 3535
    First Heartland Consultants, Inc.Lake St. Louis, MO · 6,461 clientsWealth managerWrap sponsorHybridFirst Heartland Capital, Inc.
    Pershing 100%
    $2.1B
  40. 3540
    Aris Management, LLCNew York, NY · 2 clientsPrivate fund adviserHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $2.1B

RIAs by state