Asset manager · Stamford, CT
Cramer Rosenthal McGlynn LLC
SEC-registered investment adviser · CRD 107911 · SEC 801-55244
At a glance
Cramer Rosenthal McGlynn LLC is an SEC-registered investment adviser based in Stamford, Connecticut, with $2.3 billion in regulatory assets under management as of its Form ADV filed August 14, 2026. Its largest client group by assets is investment companies, and it reports 243 individual clients. By Form ADV it is a asset manager, ranked 997th of 3,218 asset managers and 3,381st of 17,210 SEC-registered advisers by assets.
Main office 212-326-5300crmllc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among asset managers
- #997 of 3,218
- Rank among all SEC RIAs
- #3,381 of 17,210
- Rank in Connecticut
- #148 of 507
- Individual clients
- 243
- High-net-worth clients
- 80
- Accounts
- 283
- Discretionary
- 77% of AUM
- Employees
- 24
- Advisory staff
- 9
- Offices
- 1
Owners and executives on its Form ADV
- Steven J FellinChief Financial Officer
- Steven J FellinVice President
- Brian M. HarveyChief Investment Officer
- Christopher C. BarnettCo-Chief Executive Officer
- Christopher C. BarnettManaging Member
- Brian M. HarveyCo-Chief Executive Officer
- Brian M. HarveyManaging Member
- Stephen J. GaetaChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Cramer Rosenthal McGlynn LLC is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names Alps Distributors as the broker-dealer its advisers are registered with.
Item 10 Other Financial Industry Activities and Affiliations Certain CRM personnel are registered representatives of ALPS Distributors, Inc., the distributor of the CRM Mutual Funds.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 5 | $917M | 40% |
| Other | 10 | $663M | 29% |
| State or municipal government entities | 4 | $198M | 9% |
| High-net-worth individuals | 80 | $192M | 8% |
| Pooled investment vehicles | 5 | $143M | 6% |
| Corporations or other businesses | 8 | $99M | 4% |
| Individuals | 163 | $31M | 1% |
| Pension and profit sharing plans | 7 | $22M | <1% |
Private funds
Cramer Rosenthal McGlynn LLC reports 1 private funds with $26M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Cramer Rosenthal McGlynn LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗crmllc.com ↗
AtlasMembers
The full record on Cramer Rosenthal McGlynn LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 893 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cramer Rosenthal McGlynn LLC manage?
Cramer Rosenthal McGlynn LLC reports $2.3 billion in regulatory assets under management across 283 accounts, 77% of it on a discretionary basis, on its Form ADV filed August 14, 2026.
What kind of firm is Cramer Rosenthal McGlynn LLC?
Cramer Rosenthal McGlynn LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Cramer Rosenthal McGlynn LLC’s clients?
By assets, its largest client types are investment companies ($917 million, 5 clients); other ($663 million, 10 clients); state or municipal government entities ($198 million, 4 clients).
Does Cramer Rosenthal McGlynn LLC manage private funds?
Yes. It reports 1 private funds with $26 million in gross assets, including hedge funds.
Does Cramer Rosenthal McGlynn LLC have any disciplinary history?
Cramer Rosenthal McGlynn LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cramer Rosenthal McGlynn LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →