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Asset manager · Buffalo, NY

Lawley Retirement Advisors

Lawley Retirement Advisors, LLC · SEC-registered investment adviser · CRD 282786 · SEC 801-107260

At a glance

Lawley Retirement Advisors is an SEC-registered investment adviser based in Buffalo, New York, with $2.1 billion in regulatory assets under management as of its Form ADV filed July 8, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,026th of 3,218 asset managers and 3,501st of 17,210 SEC-registered advisers by assets.

Main office 716-849-8219lawleyretirement.comAs filed on Form ADV

Regulatory AUM
$2.1B
Rank among asset managers
#1,026 of 3,218
Rank among all SEC RIAs
#3,501 of 17,210
Rank in New York
#832 of 2,591
Clients
161
Accounts
178
Discretionary
5% of AUM
Employees
12
Advisory staff
5
Offices
2

Owners and executives on its Form ADV

Custody and brokerage

3 custodians

  1. Principal Financial Group$529M43%
  2. Fidelity$414M34%
  3. Empower$286M23%

Other RIAs using Principal Financial GroupOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Lawley Retirement Advisors is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.

Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.

are also registered representatives and investment adviser representatives of LPL Financial (LPL) a securities broker-dealer and registered investment adviser (“RIA”) registered with the SEC and member of the Financial Industry Regulatory

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Pension and profit sharing plans161$2.1B100%

Disciplinary disclosures

Lawley Retirement Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Pension consulting
  • Other services

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗lawleyretirement.com ↗

AtlasMembers

The full record on Lawley Retirement Advisors

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 9 years of filings
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Growth over one, three and five years
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Rank against 919 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Lawley Retirement Advisors manage?

Lawley Retirement Advisors reports $2.1 billion in regulatory assets under management across 178 accounts, 5% of it on a discretionary basis, on its Form ADV filed July 8, 2026.

What kind of firm is Lawley Retirement Advisors?

Lawley Retirement Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Lawley Retirement Advisors’s clients?

By assets, its largest client types are pension and profit sharing plans ($2.1 billion, 161 clients).

Does Lawley Retirement Advisors have any disciplinary history?

Lawley Retirement Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Lawley Retirement Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →