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Managing Member, Managing Director, and Chief Compliance Officer · Lawley Retirement Advisors

James J. Rehak

CRD 1503983 · Named on Form ADV at one SEC-registered adviser

At a glance

Lawley Retirement Advisors, an SEC-registered asset manager based in Buffalo, NY with $2.1 billion in regulatory assets, lists James J. Rehak on its Form ADV as Managing Member, Managing Director, and Chief Compliance Officer, a control person.

Firms and roles

  • Lawley Retirement AdvisorsManaging Member, Managing Director, and Chief Compliance OfficerAsset manager · Buffalo, NY · $2.1B in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.