Wealth manager, wrap-program sponsor · Newburgh, NY
Focused Wealth Management, Inc.
SEC-registered investment adviser · CRD 154828 · SEC 801-71860
At a glance
Focused Wealth Management, Inc. is an SEC-registered investment adviser based in Newburgh, New York, with $2.3 billion in regulatory assets under management as of its Form ADV filed March 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2,163 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 700th of 8,915 wealth managers and 3,377th of 17,210 SEC-registered advisers by assets.
Main office 845-691-4035focusedwealthmgmt.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among wealth managers
- #700 of 8,915
- Rank among all SEC RIAs
- #3,377 of 17,210
- Rank in New York
- #806 of 2,591
- Individual clients
- 2,163
- High-net-worth clients
- 296
- Accounts
- 5,733
- Discretionary
- 86% of AUM
- Employees
- 19
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Philip J. DeangeloManaging Director
- Jacob M. BrettSenior Vice President
- ZACHARY M. MANHEIMChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Focused Wealth Management, Inc. is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
Item 10 Other Financial Industry Activities and Affiliations FWM's investment adviser representatives are also registered representatives with Osaic Wealth, Inc., a FINRA registered broker/dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 296 | $816M | 36% |
| Pension and profit sharing plans | 133 | $602M | 27% |
| Individuals | 1,867 | $437M | 19% |
| Corporations or other businesses | 23 | $397M | 17% |
| State or municipal government entities | 7 | $12M | <1% |
| Charitable organizations | 7 | $6M | <1% |
Disciplinary disclosures
Focused Wealth Management, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗focusedwealthmgmt.com ↗
AtlasMembers
The full record on Focused Wealth Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,756 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Focused Wealth Management, Inc. manage?
Focused Wealth Management, Inc. reports $2.3 billion in regulatory assets under management across 5,733 accounts, 86% of it on a discretionary basis, on its Form ADV filed March 23, 2026.
What kind of firm is Focused Wealth Management, Inc.?
Focused Wealth Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Focused Wealth Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($816 million, 296 clients); pension and profit sharing plans ($602 million, 133 clients); individuals ($437 million, 1,867 clients).
Does Focused Wealth Management, Inc. have any disciplinary history?
Focused Wealth Management, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Focused Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →