Wealth manager, independent · Wormleysburg, PA
Stonebridge Financial Group, LLC
SEC-registered investment adviser · CRD 327529 · SEC 801-129034
At a glance
Stonebridge Financial Group, LLC is an SEC-registered investment adviser based in Wormleysburg, Pennsylvania, with $2.3B in regulatory assets under management as of its Form ADV filed July 31, 2026. It reports 1,287 individual clients, 391 of them high-net-worth, holding an average of about $1.3 million each, and 29 employees. That ranks it 491st among the nation’s 5,657 independent wealth management RIAs and 41st of 260 in Pennsylvania. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 717-736-7007stonebridgefg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among independent wealth managers
- #491 of 5,657
- Rank among all SEC RIAs
- #3,369 of 17,210
- Rank in Pennsylvania
- #41 of 260
- Individual clients
- 1,287
- High-net-worth clients
- 391
- Accounts
- 4,548
- Discretionary
- 93% of AUM
- Employees
- 29
- Advisory staff
- 21
- Offices
- 5
Owners and executives on its Form ADV
- Brian D. McCarverManaging Partner
- Bradley J. SandersPartner - Personal Wealth Management
- Cody GehmanCCO
- Jeffrey R. KlinePartner - Corporate Retirement Plan Services
- Jonathan S. FreemanManaging Partner
- Kristopher J. KorziPartner - Portfolio Management
Custody and brokerage
Broker-dealer
Hybrid RIA
Stonebridge Financial Group, LLC is a hybrid RIA: 19 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 391 | $1.3B | 56% |
| Pension and profit sharing plans | 156 | $570M | 25% |
| Individuals | 896 | $343M | 15% |
| State or municipal government entities | 1 | $49M | 2% |
| Charitable organizations | 7 | $19M | <1% |
| Corporations or other businesses | 6 | $9M | <1% |
Disciplinary disclosures
Stonebridge Financial Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗stonebridgefg.com ↗
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- Assets, accounts, clients and staff, 2 years of filings
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- Rank against 1,749 peers of its type and size
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- 6 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Guyasuta Investment Advisors, IncorporatedPittsburgh | $2.4B | 451 |
| Traynor Capital ManagementMalvern | $2.4B | 1,590 |
| Corient SHC Wealth Management (US) LPPhiladelphia | $2.3B | 73 |
| Ethos Financial Group, LLCKing of Prussia | $2.1B | 1,709 |
| Conservest Capital Advisors IncWynnewood | $1.9B | 278 |
| DT Investment Partners, LLCChadds Ford | $1.9B | 1,296 |
Background
Questions
How much does Stonebridge Financial Group, LLC manage?
Stonebridge Financial Group, LLC reports $2.3B in regulatory assets under management across 4,548 accounts, 93% of it on a discretionary basis, on its Form ADV filed July 31, 2026.
How many clients does Stonebridge Financial Group, LLC have?
It reports 1,287 individual clients: 391 high-net-worth individuals and 896 other individuals. Individuals account for about 72% of its regulatory assets.
Where is Stonebridge Financial Group, LLC headquartered?
Its main office is in Wormleysburg, Pennsylvania. It reports 5 offices in total and 29 employees, 21 of whom perform investment advisory functions.
How does Stonebridge Financial Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Stonebridge Financial Group, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 31, 2026, it reports these amounts held: Charles Schwab ($1.7B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Stonebridge Financial Group, LLC a hybrid RIA with a broker-dealer?
Stonebridge Financial Group, LLC is a hybrid RIA: 19 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Stonebridge Financial Group, LLC a fiduciary?
As an SEC-registered investment adviser, Stonebridge Financial Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 19 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Stonebridge Financial Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →