Wealth manager, independent · Malvern, PA
Traynor Capital Management
Traynor Capital Management, Inc. · SEC-registered investment adviser · CRD 138881 · SEC 801-78760
At a glance
Traynor Capital Management is an SEC-registered investment adviser based in Malvern, Pennsylvania, with $2.4B in regulatory assets under management as of its Form ADV filed September 14, 2026. It reports 1,590 individual clients, 410 of them high-net-worth, holding an average of about $1.5 million each, and 12 employees. That ranks it 465th among the nation’s 5,657 independent wealth management RIAs and 39th of 260 in Pennsylvania. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 610-993-9050traynorcapital.comAs filed on Form ADV
- Regulatory AUM
- $2.4B
- Rank among independent wealth managers
- #465 of 5,657
- Rank among all SEC RIAs
- #3,247 of 17,210
- Rank in Pennsylvania
- #39 of 260
- Individual clients
- 1,590
- High-net-worth clients
- 410
- Accounts
- 1,660
- Discretionary
- 77% of AUM
- Employees
- 12
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Keith T. TraynorChief Executive Officer, Shareholder, Chief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Traynor Capital Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,180 | $1.5B | 60% |
| High-net-worth individuals | 410 | $965M | 40% |
Disciplinary disclosures
Traynor Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗traynorcapital.com ↗
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The full record on Traynor Capital Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,654 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| RKL Private WealthLancaster | $2.5B | 948 |
| Main Street Financial Solutions, LLCNewtown | $2.5B | 1,981 |
| Guyasuta Investment Advisors, IncorporatedPittsburgh | $2.4B | 451 |
| Corient SHC Wealth Management (US) LPPhiladelphia | $2.3B | 73 |
| Stonebridge Financial Group, LLCWormleysburg | $2.3B | 1,287 |
| Ethos Financial Group, LLCKing of Prussia | $2.1B | 1,709 |
Background
Questions
How much does Traynor Capital Management manage?
Traynor Capital Management reports $2.4B in regulatory assets under management across 1,660 accounts, 77% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
How many clients does Traynor Capital Management have?
It reports 1,590 individual clients: 410 high-net-worth individuals and 1,180 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Traynor Capital Management headquartered?
Its main office is in Malvern, Pennsylvania. It reports 1 office in total and 12 employees, 6 of whom perform investment advisory functions.
How does Traynor Capital Management charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Traynor Capital Management use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 14, 2026, it reports these amounts held: Fidelity ($2.4B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Traynor Capital Management a hybrid RIA with a broker-dealer?
Traynor Capital Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Traynor Capital Management a fiduciary?
As an SEC-registered investment adviser, Traynor Capital Management owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Traynor Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →