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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2513
    Schwartz Investment Counsel IncPlymouth, MI · 32 clientsAsset managerHybrid
    Schwab 84%
    $3.7B
  2. 2514
    Ausdal Financial Partners, Inc.Davenport, IA · 16,572 clientsBroker-dealer firmHybrid
    Schwab 83%
    $3.7B
  3. 2515
    Annaly Credit Opportunities Management LLCNew York, NY · 2 clientsPrivate fund adviserHybridArcola Securities, Inc.
    State Street 100%
    $3.7B
  4. 2517
    BOK Financial Private Wealth, Inc.Denver, CO · 818 clientsWealth managerBank-affiliatedHybridBOK Financial Securities, Inc., Cavanal Hill Distributors, Inc,
    Schwab 82%
    $3.7B
  5. 2524
    Resource Capital Investment CorporationCarlsbad, CA · 35 clientsPrivate fund adviserHybridSprott Global Resource Investments LTD
    No custodian reported
    $3.7B
  6. 2525
    Southeastern Asset Management Inc.Memphis, TN · 25 clientsAsset managerHybrid
    Northern Trust 100%
    $3.7B
  7. 2527
    Eulav Asset ManagementSarasota, FL · 6 clientsBroker-dealer firmHybridEulav Securities LLC
    No custodian reported
    $3.7B
  8. 2534
    Frost Investment ServicesSan Antonio, TX · 3,656 clientsWealth managerBank-affiliatedHybridFrost Brokerage Services, Inc., clears through National Financial Services (Fidelity)
    Fidelity 100%
    $3.7B
  9. 2542
    Bcsf Advisors, LPBoston, MA · 3 clientsAsset managerHybridBain Capital Markets, LLC
    No custodian reported
    $3.6B
  10. 2546
    First Sentier InvestorsBarangaroo NSW, Australia · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $3.6B
  11. 2548
    Provenance Wealth AdvisorsFort Lauderdale, FL · 3,111 clientsBroker-dealer firmHybridPWA Securities, LLC, clears through Raymond James
    Raymond James 87%
    $3.6B
  12. 2555
    Regan CapitalDallas, TX · 53 clientsAsset managerHybrid
    Northern Trust 53%U.S. Bank 30%
    $3.6B
  13. 2559
    OHA Private Credit Advisors LLCNew York, NY · 1 clientsAsset managerHybridT. Rowe Price Investment Services, Inc.
    No custodian reported
    $3.6B
  14. 2560
    Cambria Investment Management, L.P.Manhattan Beach, CA · 203 clientsAsset managerHybrid
    Betterment 100%
    $3.6B
  15. 2569
    Apollo Manager, LLCNew York, NY · 2 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    J.P. Morgan 50%State Street 50%
    $3.6B
  16. 2571
    PNC Real EstateLouisville, KY · 72 clientsPrivate fund adviserHybridPNC Capital Markets LLC, PNC Wealth Management
    No custodian reported
    $3.6B
  17. 2578
    SIT Investment Associates, IncMinneapolis, MN · 44 clientsAsset managerHybridSIA Securities Corp.
    Northern Trust 70%
    $3.5B
  18. 2579
    Retirement Plan Advisors, LLCChicago, IL · 10,031 clientsAsset managerHybridRetirement Plan Advisors Services, LLC
    Great-West Trust Company 81%
    $3.5B
  19. 2580
    Sycamore Tree Capital Partners, L.P.Dallas, TX · 13 clientsPrivate fund adviserHybrid
    Northern Trust 100%
    $3.5B
  20. 2581
    Oneascent Financial Services LLCBirmingham, AL · 5,279 clientsWealth managerHybrid
    Schwab 81%
    $3.5B
  21. 2592
    Equity Investment CorpAtlanta, GA · 6,761 clientsWealth managerWrap sponsorHybrid
    Wells Fargo 54%UBS 46%
    $3.5B
  22. 2597
    Valley Forge Investment Consultants, Inc.Audubon, PA · 384 clientsAsset managerHybrid
    Empower Financial Services 30%Voya Financial Partners 24%Schwab 23%Fidelity 23%
    $3.5B
  23. 2598
    Advisor Resource CouncilDallas, TX · 11,836 clientsWealth managerWrap sponsorHybrid
    LPL Financial 89%
    $3.5B
  24. 2602
    Kathmere Capital Management, LLCWayne, PA · 842 clientsWealth managerHybrid
    Schwab 100%
    $3.5B
  25. 2605
    Doubleline Alternatives LPTampa, FL · 7 clientsAsset managerHybrid
    BNY 100%
    $3.5B
  26. 2607
    Clover Credit Management, LLCNew York, NY · 8 clientsPrivate fund adviserHybridASK Investment Managers LTD., Blackstone Securities Partners L.P.
    No custodian reported
    $3.5B
  27. 2615
    Bluerock Fund Advisor, LLCNew York, NY · 1 clientsAsset managerHybridBluerock Capital Markets LLC
    No custodian reported
    $3.5B
  28. 2616
    Sage, Rutty & Co., Inc.Rochester, NY · 8,613 clientsBroker-dealer firmHybrid
    No custodian reported
    $3.5B
  29. 2622
    Arvest Wealth ManagementLowell, AR · 6,810 clientsBroker-dealer firmHybrid
    Pershing 100%
    $3.4B
  30. 2624
    Ceredex Value Advisors LLCWinter Park, FL · 15 clientsAsset managerHybridVP Distributors LLC
    Northern Trust 54%State Street 46%
    $3.4B
  31. 2627
    Sixth Street Specialty Lending Advisers, LLCDallas, TX · 1 clientsAsset managerHybridSixth Street BD, LLC
    No custodian reported
    $3.4B
  32. 2628
    Flagship Harbor Advisors, LLCBoston, MA · 7,373 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $3.4B
  33. 2637
    New Mountain Credit CLO Advisers, L.L.C.New York, NY · 8 clientsPrivate fund adviserHybrid
    No custodian reported
    $3.4B
  34. 2640
    Invenomic Capital Management LPBoston, MA · 6 clientsAsset managerHybrid
    No custodian reported
    $3.4B
  35. 2643
    Seafarer Capital Partners, LLCLarkspur, CA · 2 clientsAsset managerHybrid
    No custodian reported
    $3.4B
  36. 2661
    Meeder Asset Management, Inc.Dublin, OH · 233 clientsAsset managerHybridMeeder Distribution Services, Inc.
    Huntington National Bank 100%
    $3.3B
  37. 2663
    Apollo Investment Management, L.P.New York, NY · 1 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $3.3B
  38. 2666
    Stratos Investment Management, LLCBeachwood, OH · 3 clientsAsset managerHybridSEI Investments (south Africa) Limited, SEI Investments Distribution Co.
    Fidelity 76%Schwab 24%
    $3.3B
  39. 2668
    Security Capital Research & Management IncorporatedChicago, IL · 61 clientsAsset managerHybridJ.P. Morgan Institutional Investments Inc.
    State Street 43%Northern Trust 30%BNY 27%
    $3.3B
  40. 2670
    Praxis Investment Management, Inc.Goshen, IN · 1 clientsAsset managerHybrid
    No custodian reported
    $3.3B

RIAs by state