Private fund adviser · New York, NY
Annaly Credit Opportunities Management LLC
SEC-registered investment adviser · CRD 299542 · SEC 801-114397
At a glance
Annaly Credit Opportunities Management LLC is an SEC-registered investment adviser based in New York, New York, with $3.7 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is other. By Form ADV it is a private fund adviser, ranked 1,174th of 4,686 private fund advisers and 2,515th of 17,210 SEC-registered advisers by assets.
Main office 212-696-0100As filed on Form ADV
- Regulatory AUM
- $3.7B
- Rank among private fund advisers
- #1,174 of 4,686
- Rank among all SEC RIAs
- #2,515 of 17,210
- Rank in New York
- #631 of 2,591
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 32
- Advisory staff
- 23
- Offices
- 1
Owners and executives on its Form ADV
- Sarah R. D'amicoChief Compliance Officer
- Serena I. WolfeChief Financial Officer
- Christian T. GrecoChief Legal Officer
- Michael P. FaniaChief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Annaly Credit Opportunities Management LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Arcola Securities, Inc..
- Arcola Securities, Inc. ↗CRD 147952
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | 1 | $3.2B | 86% |
| Pooled investment vehicles | 1 | $524M | 14% |
Private funds
Annaly Credit Opportunities Management LLC reports 2 private funds with $3.7B in gross assets: securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
Annaly Credit Opportunities Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Annaly Credit Opportunities Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,529 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Annaly Credit Opportunities Management LLC manage?
Annaly Credit Opportunities Management LLC reports $3.7 billion in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Annaly Credit Opportunities Management LLC?
Annaly Credit Opportunities Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Annaly Credit Opportunities Management LLC’s clients?
By assets, its largest client types are other ($3.2 billion, 1 clients); pooled investment vehicles ($524 million, 1 clients).
Does Annaly Credit Opportunities Management LLC manage private funds?
Yes. It reports 2 private funds with $3.7 billion in gross assets, including securitized asset funds.
Does Annaly Credit Opportunities Management LLC have any disciplinary history?
Annaly Credit Opportunities Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Annaly Credit Opportunities Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →