Asset manager · Memphis, TN
Southeastern Asset Management Inc.
SEC-registered investment adviser · CRD 105276 · SEC 801-11123
At a glance
Southeastern Asset Management Inc. is an SEC-registered investment adviser based in Memphis, Tennessee, with $3.7 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is investment companies, and it reports 12 individual clients. By Form ADV it is a asset manager, ranked 808th of 3,218 asset managers and 2,525th of 17,210 SEC-registered advisers by assets.
Main office 901-761-2474southeasternasset.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.7B
- Rank among asset managers
- #808 of 3,218
- Rank among all SEC RIAs
- #2,525 of 17,210
- Rank in Tennessee
- #13 of 227
- Individual clients
- 12
- High-net-worth clients
- 7
- Accounts
- 25
- Discretionary
- 100% of AUM
- Employees
- 29
- Advisory staff
- 14
- Offices
- 2
Owners and executives on its Form ADV
- Otis M. HawkinsChairman/shareholder/director
- Andrew R. McCarrollGeneral Counsel / Shareholder / CCO / Secretary / Director
- Raymond E. GlotzbachCEO / Shareholder / Director
- Jessica B. PressgroveChief Financial Officer, Shareholder
Custody and brokerage
Broker-dealer
Hybrid RIA
Southeastern Asset Management Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 3 | $2.6B | 71% |
| Pension and profit sharing plans | 4 | $742M | 20% |
| High-net-worth individuals | 7 | $156M | 4% |
| Individuals | 5 | $79M | 2% |
| Corporations or other businesses | 1 | $53M | 1% |
| Pooled investment vehicles | 2 | $36M | <1% |
| Other | 1 | $9M | <1% |
| Charitable organizations | 2 | $6M | <1% |
Private funds
Southeastern Asset Management Inc. reports 1 private funds with $9M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Southeastern Asset Management Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗southeasternasset.com ↗
AtlasMembers
The full record on Southeastern Asset Management Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 762 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Southeastern Asset Management Inc. manage?
Southeastern Asset Management Inc. reports $3.7 billion in regulatory assets under management across 25 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Southeastern Asset Management Inc.?
Southeastern Asset Management Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Southeastern Asset Management Inc.’s clients?
By assets, its largest client types are investment companies ($2.6 billion, 3 clients); pension and profit sharing plans ($742 million, 4 clients); high-net-worth individuals ($156 million, 7 clients).
Does Southeastern Asset Management Inc. manage private funds?
Yes. It reports 1 private funds with $9 million in gross assets, including hedge funds.
Does Southeastern Asset Management Inc. have any disciplinary history?
Southeastern Asset Management Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Southeastern Asset Management Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →