Wealth manager, independent · Wayne, PA
Kathmere Capital Management, LLC
SEC-registered investment adviser · CRD 305118 · SEC 801-117215
At a glance
Kathmere Capital Management, LLC is an SEC-registered investment adviser based in Wayne, Pennsylvania, with $3.5B in regulatory assets under management as of its Form ADV filed July 27, 2026. It reports 750 individual clients, 278 of them high-net-worth, holding an average of about $3.0 million each, and 24 employees. That ranks it 312th among the nation’s 5,657 independent wealth management RIAs and 20th of 260 in Pennsylvania. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 610-989-3900kathmere.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.5B
- Rank among independent wealth managers
- #312 of 5,657
- Rank among all SEC RIAs
- #2,602 of 17,210
- Rank in Pennsylvania
- #20 of 260
- Individual clients
- 750
- High-net-worth clients
- 278
- Accounts
- 2,684
- Discretionary
- 100% of AUM
- Employees
- 24
- Advisory staff
- 15
- Offices
- 1
Owners and executives on its Form ADV
- Michael P McDermottPresident
- Nicholas R. RyderChief Investment Officer
- Amy B. KingChief Operating Officer/chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Kathmere Capital Management, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names Purshe Kaplan Sterling Investments, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Compensation for the Sale of Investment Products Certain Associated Persons of our firm also serve as registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 278 | $1.8B | 52% |
| Pension and profit sharing plans | 66 | $936M | 27% |
| Individuals | 472 | $453M | 13% |
| Corporations or other businesses | 19 | $271M | 8% |
| Charitable organizations | 6 | $25M | <1% |
| Pooled investment vehicles | 1 | $0M | <1% |
Private funds
Kathmere Capital Management, LLC reports 1 private funds with $2M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Kathmere Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗kathmere.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Rank against 1,173 peers of its type and size
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- 3 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Wescott Financial Advisory Group LLCPhiladelphia | $4.2B | 769 |
| Nordwand AdvisorsRadnor | $4.0B | 57 |
| Bryn Mawr Trust Advisors, LLCPhiladelphia | $3.5B | 1,335 |
| Wedmont Private CapitalWest Chester | $3.4B | 496 |
| Schneider Downs Wealth Management Advisors, LPPittsburgh | $3.3B | 663 |
| Blbb AdvisorsMontgomeryville | $3.3B | 1,520 |
Background
Questions
How much does Kathmere Capital Management, LLC manage?
Kathmere Capital Management, LLC reports $3.5B in regulatory assets under management across 2,684 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 27, 2026.
How many clients does Kathmere Capital Management, LLC have?
It reports 750 individual clients: 278 high-net-worth individuals and 472 other individuals. Individuals account for about 65% of its regulatory assets.
Where is Kathmere Capital Management, LLC headquartered?
Its main office is in Wayne, Pennsylvania. It reports 1 office in total and 24 employees, 15 of whom perform investment advisory functions.
How does Kathmere Capital Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Kathmere Capital Management, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 27, 2026, it reports these amounts held: Charles Schwab ($2.6B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Kathmere Capital Management, LLC a hybrid RIA with a broker-dealer?
Kathmere Capital Management, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Kathmere Capital Management, LLC a fiduciary?
As an SEC-registered investment adviser, Kathmere Capital Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 1 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Kathmere Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →