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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2333
    Bridgeway Capital Management, LLCHouston, TX · 23 clientsAsset managerHybrid
    No custodian reported
    $4.3B
  2. 2341
    B. Riley Wealth Advisors, Inc.Memphis, TN · 10,573 clientsWealth managerPublic-company ownedHybridB. Riley Securities, Inc., B. Riley Wealth Management, Inc., clears through National Financial Services (Fidelity)
    Fidelity 60%Wells Fargo 40%
    $4.2B
  3. 2347
    Stifel Capital Management, LLCNew York, NY · 549 clientsAsset managerHybridKeefe, Bruyette & Woods, Inc., Stifel Europe AG, clears through Stifel
    No custodian reported
    $4.2B
  4. 2350
    BOW River CapitalDenver, CO · 53 clientsPrivate fund adviserHybrid
    No custodian reported
    $4.2B
  5. 2354
    Texas Capital Bank Private Wealth AdvisorsDallas, TX · 735 clientsWealth managerBank-affiliatedHybridTcbi Securities, Inc.
    Pershing 94%
    $4.2B
  6. 2360
    Sound Income Strategies, LLCFort Lauderdale, FL · 24,757 clientsWealth managerHybridSound Income Wealth, LLC
    Schwab 84%
    $4.2B
  7. 2362
    Star Mountain Fund Management, LLCNew York, NY · 34 clientsBroker-dealer firmHybridStar Mountain Advisors, LLC
    East West Bank 100%
    $4.2B
  8. 2364
    Essex Financial Services, Inc.Essex, CT · 2,963 clientsWealth managerBank-affiliatedHybrid
    Fidelity 94%
    $4.2B
  9. 2374
    Harrison Street Private Wealth LLCDenver, CO · 7 clientsAsset managerHybrid
    No custodian reported
    $4.1B
  10. 2375
    IPG Investment Advisors, LLCSan Diego, CA · 1,282 clientsAsset managerHybridInvestment Placement Group, clears through Pershing
    Pershing 73%Pictet 27%
    $4.1B
  11. 2376
    Founders Financial Securities, LLCTowson, MD · 9,870 clientsBroker-dealer firmHybrid
    Axos 100%
    $4.1B
  12. 2384
    Guggenheim InvestmentsChicago, IL · 3 clientsAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    No custodian reported
    $4.1B
  13. 2388
    Diversify Wealth Management, LLCSouth Jordan, UT · 4,857 clientsWealth managerHybridDfpg Investments, LLC
    Schwab 57%Fidelity 43%
    $4.1B
  14. 2395
    Keel Point, LLCHuntsville, AL · 1,613 clientsBroker-dealer firmHybridKeel Point Capital, LLC, clears through National Financial Services (Fidelity)
    Fidelity 89%
    $4.1B
  15. 2397
    Money Concepts Advisory ServicePalm Beach Gardens, FL · 17,032 clientsBroker-dealer firmHybridAbacus Investments, Inc., GWN Securities Inc., clears through Hilltop Securities
    Pershing 98%
    $4.1B
  16. 2399
    Copeland Capital Management, LLCConshohocken, PA · 1,983 clientsAsset managerHybrid
    Northern Trust 33%J.P. Morgan 32%
    $4.1B
  17. 2402
    Thoroughbred Financial Services, LLCBrentwood, TN · 3,567 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $4.0B
  18. 2403
    Moors & Cabot, IncBoston, MA · 5,074 clientsBroker-dealer firmHybridMoors & Cabot, Inc.
    No custodian reported
    $4.0B
  19. 2417
    Corecap AdvisorsSouthfield, MI · 9,677 clientsWealth managerHybridCorecap Investments, LLC, The Leaders Group, Inc.
    Schwab 99%
    $4.0B
  20. 2423
    IM Global Partner Fund Management LLCEl Segundo, CA · 15 clientsAsset managerHybridIM Global US Distributors LLC
    No custodian reported
    $4.0B
  21. 2427
    Inspire Investing, LLCMeridian, ID · 455 clientsAsset managerHybrid
    Goldman Sachs 58%Schwab 42%
    $4.0B
  22. 2433
    Vernal Point Advisors, LLCSan Francisco, CA · 20 clientsWealth managerHybrid
    J.P. Morgan 44%Fidelity 23%
    $3.9B
  23. 2434
    Ocean Park Asset Management, LLCSanta Monica, CA · 138 clientsAsset managerHybrid
    Schwab 100%
    $3.9B
  24. 2437
    Wealthcare Capital Management LLCRichmond, VA · 5,691 clientsWealth managerHybridSammons Financial Network, LLC
    LPL Financial 50%Schwab 50%
    $3.9B
  25. 2447
    Ancora Private Wealth Advisors, LLCCleveland, OH · 4,509 clientsWealth managerHybridInverness Securities, LLC
    Fidelity 58%Schwab 42%
    $3.9B
  26. 2453
    Assuredpartners Investment AdvisorsTampa, FL · 2,159 clientsAsset managerHybridAssuredpartners Financial Services, LLC
    Fidelity 65%Schwab 35%
    $3.9B
  27. 2456
    Voya Financial Advisors, Inc.Windsor, CT · 16,336 clientsBroker-dealer firmHybridVoya Financial Partners, LLC, Voya Investments Distributor, LLC
    Pershing 83%
    $3.9B
  28. 2460
    Defiance Etfs, LLCMiami, FL · 4 clientsAsset managerHybrid
    No custodian reported
    $3.9B
  29. 2467
    Rimrock Capital Management LLCIrvine, CA · 22 clientsPrivate fund adviserHybrid
    Northern Trust 53%State Street 47%
    $3.9B
  30. 2468
    Tree Line Capital Partners, LLCSan Francisco, CA · 14 clientsPrivate fund adviserHybridTree Line Capital Markets, LLC
    No custodian reported
    $3.8B
  31. 2469
    BFC Planning, Inc.Cedar Rapids, IA · 11,448 clientsWealth managerPublic-company ownedHybridBerthel, Fisher & Company Financial Services, Inc., Securities Management and Research, Inc.
    No custodian reported
    $3.8B
  32. 2472
    HSBC Securities (USA) Inc.New York, NY · 12,108 clientsBroker-dealer firmHybrid
    Pershing 69%HSBC Bank USA 31%
    $3.8B
  33. 2474
    Spearhead Administrative Services, LLCGreenville, DE · 28 clientsAsset managerHybrid
    Schwab 65%Fidelity 35%
    $3.8B
  34. 2483
    Miller Howard Investments IncKingston, NY · 2,034 clientsAsset managerHybrid
    Morgan Stanley 75%UBS 25%
    $3.8B
  35. 2485
    Grandeur Peak Global AdvisorsSalt Lake City, UT · 17 clientsAsset managerHybrid
    BNY 51%State Street 43%
    $3.8B
  36. 2486
    Kingswood Wealth Advisors, LLCSan Diego, CA · 11,425 clientsWealth managerHybridKingswood Capital Partners, LLC
    Schwab 51%Raymond James 41%
    $3.8B
  37. 2493
    Holbrook Holdings, Inc.Atlanta, GA · 3 clientsAsset managerHybrid
    No custodian reported
    $3.8B
  38. 2497
    FAS Wealth Partners, Inc.Leawood, KS · 1,564 clientsWealth managerHybridFAS Corp.
    Schwab 62%Fidelity 38%
    $3.8B
  39. 2501
    GFS Advisors LLCHouston, TX · 654 clientsAsset managerHybridGlobal Financial Services, L.L.C., clears through Pershing, Raymond James
    Morgan Stanley 80%
    $3.8B
  40. 2512
    TRB Wealth Management, LLCHouston, TX · 934 clientsAsset managerHybridTRB Securities, LLC
    U.S. Bank 47%Schwab 33%
    $3.7B

RIAs by state