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Asset manager · Atlanta, GA

Holbrook Holdings, Inc.

SEC-registered investment adviser · CRD 283258 · SEC 801-107682

At a glance

Holbrook Holdings, Inc. is an SEC-registered investment adviser based in Atlanta, Georgia, with $3.8 billion in regulatory assets under management as of its Form ADV filed July 21, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 799th of 3,218 asset managers and 2,493rd of 17,210 SEC-registered advisers by assets.

Main office 678-400-3980holbrookholdings.comLinkedInAs filed on Form ADV

Regulatory AUM
$3.8B
Rank among asset managers
#799 of 3,218
Rank among all SEC RIAs
#2,493 of 17,210
Rank in Georgia
#44 of 331
Clients
3
Accounts
3
Discretionary
100% of AUM
Employees
14
Advisory staff
3
Offices
4

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Holbrook Holdings, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Holbrook Holdings, Inc. is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer.

Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Investment companies3$3.8B100%

Disciplinary disclosures

Holbrook Holdings, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for investment companies

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗holbrookholdings.com ↗

AtlasMembers

The full record on Holbrook Holdings, Inc.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 9 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 757 peers of its type and size
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Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Holbrook Holdings, Inc. manage?

Holbrook Holdings, Inc. reports $3.8 billion in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 21, 2026.

What kind of firm is Holbrook Holdings, Inc.?

Holbrook Holdings, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Holbrook Holdings, Inc.’s clients?

By assets, its largest client types are investment companies ($3.8 billion, 3 clients).

Does Holbrook Holdings, Inc. have any disciplinary history?

Holbrook Holdings, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Holbrook Holdings, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →