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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1382
    Glacier Peak Capital Management, LLCChatham, NJ · 5 clientsAsset managerHybridCurvature Securities LLC
    Curvature Securities 100%
    $9.9B
  2. 1383
    River Road Asset Management, LLCLouisville, KY · 112 clientsAsset managerHybridAMG Distributors, Inc.
    BNY 59%Fidelity Management Trust 28%
    $9.9B
  3. 1386
    Bain Capital Ventures, LPBoston, MA · 20 clientsPrivate fund adviserHybridBain Capital Markets, LLC
    No custodian reported
    $9.8B
  4. 1387
    Spiderrock Advisors, LLCChicago, IL · 4,480 clientsWealth managerBank-affiliatedHybrid
    Schwab 35%Fidelity 34%
    $9.8B
  5. 1388
    Consulting Group Advisory Services LLCPurchase, NY · 12 clientsAsset managerHybridMorgan Stanley Smith Barney LLC
    No custodian reported
    $9.8B
  6. 1390
    IHT Wealth Management LLCChicago, IL · 25,536 clientsBroker-dealer firmHybridIHT Securities, LLC
    LPL Financial 100%
    $9.8B
  7. 1394
    Centaurus Financial, Inc.Anaheim, CA · 45,336 clientsBroker-dealer firmHybridPacific Point Securities, LLC
    Schwab 69%
    $9.7B
  8. 1403
    The Ameriflex GroupLas Vegas, NV · 16,203 clientsWealth managerHybridAmeriflex Group Securities, Inc.
    Assetmark Brokerage 73%
    $9.7B
  9. 1404
    Main Street AdvisorsSanta Monica, CA · 74 clientsWealth managerHybridMSA Securities, LLC
    No custodian reported
    $9.6B
  10. 1406
    Orix Advisers, LLCNew York, NY · 15 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    No custodian reported
    $9.6B
  11. 1409
    Horizon Kinetics Asset Management LLCNew York, NY · 2,223 clientsAsset managerHybridKBD Securities, LLC, Kinetics Funds Distributor LLC
    Fidelity 100%
    $9.6B
  12. 1411
    Harbour Investments, Inc.Madison, WI · 30,309 clientsBroker-dealer firmHybrid
    No custodian reported
    $9.6B
  13. 1413
    Roundhill InvestmentsNew York, NY · 45 clientsAsset managerHybrid
    No custodian reported
    $9.6B
  14. 1415
    Cornerstone Advisors Asset Management, LLCBethlehem, PA · 764 clientsAsset managerHybrid
    Tiaa-Cref Individual & Institutional Services 44%Schwab 31%M&t Bank 25%
    $9.6B
  15. 1416
    Mariner Advisor NetworkOverland Park, KS · 16,241 clientsWealth managerHybrid
    LPL Financial 77%Schwab 23%
    $9.6B
  16. 1418
    Stephens Investment Management Group, LLCLittle Rock, AR · 277 clientsAsset managerHybridStephens Europe Limited, Stephens Inc.
    BNY 71%State Street 29%
    $9.5B
  17. 1424
    Hood River Capital Management LLCPalm Beach Gardens, FL · 56 clientsAsset managerHybrid
    U.S. Bancorp 100%
    $9.5B
  18. 1425
    Mutual Advisors, LLCOmaha, NE · 9,960 clientsWealth managerWrap sponsorHybridMutual Securities, Inc.
    Fidelity 57%Schwab 43%
    $9.4B
  19. 1433
    Fidelity Institutional Wealth Adviser LLCBoston, MA · 65,862 clientsAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $9.4B
  20. 1440
    Itau USA Asset ManagementNew York, NY · 63 clientsPrivate fund adviserHybridItau BBA USA Securities, Inc., Itau International Securities Inc.
    Citi 80%
    $9.3B
  21. 1443
    Lindsell Train LimitedLondon, United Kingdom · 16 clientsPrivate fund adviserHybrid
    State Street 100%
    $9.3B
  22. 1444
    Comvest Credit Advisors, LLCWest Palm Beach, FL · 12 clientsPrivate fund adviserHybrid
    No custodian reported
    $9.3B
  23. 1446
    Palmer Square Europe Capital Management LLCMission Woods, KS · 27 clientsPrivate fund adviserHybrid
    No custodian reported
    $9.2B
  24. 1447
    Geneos Wealth Management, Inc.Englewood, CO · 21,668 clientsBroker-dealer firmHybrid
    Pershing 88%
    $9.2B
  25. 1449
    ProcyonShelton, CT · 3,048 clientsAsset managerHybrid
    Fidelity 41%Schwab 39%
    $9.2B
  26. 1450
    Graniteshares Advisors LLCNew York, NY · 67 clientsAsset managerHybrid
    No custodian reported
    $9.2B
  27. 1451
    Ellington Global Asset Management, LLCOld Greenwich, CT · 44 clientsAsset managerHybridArmstrong Securities LLC
    U.S. Bank 69%BNY 31%
    $9.2B
  28. 1457
    FS Reit Advisor, LLCPhiladelphia, PA · 1 clientsPrivate fund adviserHybridFS Investment Solutions, LLC
    No custodian reported
    $9.1B
  29. 1459
    Americana Partners, LLCHouston, TX · 1,818 clientsWealth managerHybrid
    Schwab 100%
    $9.1B
  30. 1462
    Industry VenturesSan Francisco, CA · 40 clientsPrivate fund adviserHybridFolio Investments, Inc., Goldman Sachs & Co. LLC
    No custodian reported
    $9.1B
  31. 1463
    Neuberger Berman Loan Advisers II LLCChicago, IL · 18 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    No custodian reported
    $9.0B
  32. 1467
    Hornor, Townsend & Kent, LLCConshohocken, PA · 28,369 clientsBroker-dealer firmHybrid
    Pershing 66%
    $9.0B
  33. 1472
    Crossmark Global Investments, Inc.Houston, TX · 7,902 clientsAsset managerHybridCrossmark Distributors, Inc.
    U.S. Bank 31%Wells Fargo 29%State Street 22%
    $9.0B
  34. 1475
    Kingsview Wealth Management, LLCGrants Pass, OR · 12,309 clientsWealth managerHybrid
    Raymond James 73%Schwab 27%
    $9.0B
  35. 1479
    Impax Asset Management LLCPortsmouth, NH · 27 clientsAsset managerHybrid
    State Street 77%
    $8.9B
  36. 1482
    Johcm (USA) IncBoston, MA · 33 clientsAsset managerHybrid
    Northern Trust 100%
    $8.9B
  37. 1484
    Axxcess Wealth Management, LLCCarlsbad, CA · 10,357 clientsWealth managerHybrid
    LPL Financial 39%Schwab 36%Wells Fargo 25%
    $8.9B
  38. 1485
    Key Investment Services LLCBrooklyn, OH · 34,920 clientsBroker-dealer firmHybridKeybanc Capital Markets Inc.
    Pershing 100%
    $8.9B
  39. 1486
    Snowden Capital Advisors LLCNew York, NY · 6,021 clientsWealth managerWrap sponsorHybridSnowden Account Services LLC, clears through Pershing
    Pershing 100%
    $8.9B
  40. 1489
    Arkadios Wealth AdvisorsAtlanta, GA · 14,886 clientsWealth managerHybridArkadios Capital, LLC, Arkap Markets, LLC
    Fidelity 84%
    $8.8B

RIAs by state