Asset manager · Chatham, NJ
Glacier Peak Capital Management, LLC
SEC-registered investment adviser · CRD 164409 · SEC 801-113285
At a glance
Glacier Peak Capital Management, LLC is an SEC-registered investment adviser based in Chatham, New Jersey, with $9.9 billion in regulatory assets under management as of its Form ADV filed February 23, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 524th of 3,218 asset managers and 1,382nd of 17,210 SEC-registered advisers by assets.
Main office 908-304-9200As filed on Form ADV
- Regulatory AUM
- $9.9B
- Rank among asset managers
- #524 of 3,218
- Rank among all SEC RIAs
- #1,382 of 17,210
- Rank in New Jersey
- #29 of 392
- Clients
- 5
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- William T. PigottPrincipal
- Miriam C. YoshidaPortfolio Manager
- Todd M. PigottChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Glacier Peak Capital Management, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Curvature Securities LLC.
- Curvature Securities LLC ↗CRD 169708
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 5 | $9.9B | 100% |
Disciplinary disclosures
Glacier Peak Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
How it’s paid
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Glacier Peak Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 545 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Glacier Peak Capital Management, LLC manage?
Glacier Peak Capital Management, LLC reports $9.9 billion in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 23, 2026.
What kind of firm is Glacier Peak Capital Management, LLC?
Glacier Peak Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Glacier Peak Capital Management, LLC’s clients?
By assets, its largest client types are corporations or other businesses ($9.9 billion, 5 clients).
Does Glacier Peak Capital Management, LLC have any disciplinary history?
Glacier Peak Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Glacier Peak Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →