Asset manager · Boston, MA
Johcm (USA) Inc
SEC-registered investment adviser · CRD 167596 · SEC 801-78083
At a glance
Johcm (USA) Inc is an SEC-registered investment adviser based in Boston, Massachusetts, with $8.9 billion in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 546th of 3,218 asset managers and 1,482nd of 17,210 SEC-registered advisers by assets.
Main office 617-993-0701johcm.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $8.9B
- Rank among asset managers
- #546 of 3,218
- Rank among all SEC RIAs
- #1,482 of 17,210
- Rank in Massachusetts
- #106 of 627
- Clients
- 33
- Accounts
- 33
- Discretionary
- 100% of AUM
- Employees
- 52
- Advisory staff
- 25
- Offices
- 2
Owners and executives on its Form ADV
- Andrew J. JolinChief Compliance Officer
- Christopher M. GoldenDirector
- Philip M DeverDirector
- William D. StreetDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Johcm (USA) Inc is a hybrid RIA: 10 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 19 | $6.7B | 75% |
| Pooled investment vehicles | 11 | $2.0B | 22% |
| Pension and profit sharing plans | 1 | $180M | 2% |
| Other | 1 | $1M | <1% |
| Other investment advisers | 1 | $0M | 0% |
Private funds
Johcm (USA) Inc reports 7 private funds with $1.3B in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Johcm (USA) Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗johcm.com ↗
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The full record on Johcm (USA) Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 570 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Johcm (USA) Inc manage?
Johcm (USA) Inc reports $8.9 billion in regulatory assets under management across 33 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Johcm (USA) Inc?
Johcm (USA) Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Johcm (USA) Inc’s clients?
By assets, its largest client types are investment companies ($6.7 billion, 19 clients); pooled investment vehicles ($2.0 billion, 11 clients); pension and profit sharing plans ($180 million, 1 clients).
Does Johcm (USA) Inc manage private funds?
Yes. It reports 7 private funds with $1.3 billion in gross assets, including hedge funds, other private funds.
Does Johcm (USA) Inc have any disciplinary history?
Johcm (USA) Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Johcm (USA) Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →