Private fund adviser · New York, NY
Itau USA Asset Management
Itau USA Asset Management Inc. · SEC-registered investment adviser · CRD 156313 · SEC 801-72400
At a glance
Itau USA Asset Management is an SEC-registered investment adviser based in New York, New York, with $9.3 billion in regulatory assets under management as of its Form ADV filed August 7, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 16 individual clients. By Form ADV it is a private fund adviser, ranked 650th of 4,686 private fund advisers and 1,440th of 17,210 SEC-registered advisers by assets.
Main office 212-845-0600itauassetmanagement.usLinkedInAs filed on Form ADV
- Regulatory AUM
- $9.3B
- Rank among private fund advisers
- #650 of 4,686
- Rank among all SEC RIAs
- #1,440 of 17,210
- Rank in New York
- #376 of 2,591
- Individual clients
- 16
- High-net-worth clients
- 16
- Accounts
- 65
- Discretionary
- 100% of AUM
- Employees
- 26
- Advisory staff
- 14
- Offices
- 4
Owners and executives on its Form ADV
- William S. PiperChief Investment Officer
- Joan C. DuarteDirector
- Kenneth Ray GoodallChief Compliance Officer
- Carlos A. SalamondeDirector
- Fernando J. BrantesDirector
- Arlindo D. PenteadoDirector
- Sergio Danilo Batista PereiraGeneral Manager and Director
Custody and brokerage
Broker-dealer
Hybrid RIA
Itau USA Asset Management is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Itau BBA USA Securities, Inc. and Itau International Securities Inc..
- Itau BBA USA Securities, Inc. ↗CRD 118817
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
- Itau International Securities Inc. ↗CRD 144769
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 47 | $7.5B | 80% |
| Sovereign wealth funds and foreign official institutions | – | $1.7B | 18% |
| High-net-worth individuals | 16 | $102M | 1% |
Disciplinary disclosures
Itau USA Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗itauassetmanagement.us ↗
AtlasMembers
The full record on Itau USA Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,020 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Itau USA Asset Management manage?
Itau USA Asset Management reports $9.3 billion in regulatory assets under management across 65 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 7, 2026.
What kind of firm is Itau USA Asset Management?
Itau USA Asset Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Itau USA Asset Management’s clients?
By assets, its largest client types are pooled investment vehicles ($7.5 billion, 47 clients); sovereign wealth funds and foreign official institutions ($1.7 billion); high-net-worth individuals ($102 million, 16 clients).
Does Itau USA Asset Management have any disciplinary history?
Itau USA Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Itau USA Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →