Chief Compliance Officer · Itau USA Asset Management
Kenneth Ray Goodall
CRD 2682569 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Itau USA Asset Management, an SEC-registered private fund adviser based in New York, NY with $9.3 billion in regulatory assets, lists Kenneth Ray Goodall on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Kenneth at 1 other registered adviser.
Firms and roles
- Itau USA Asset ManagementChief Compliance OfficerPrivate fund adviser · New York, NY · $9.3B in regulatory assets
- Itau BBA USA Securities, Inc.Chief Compliance OfficerBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Kenneth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- William S. PiperChief Investment Officer, Itau USA Asset Management
- Joan C. DuarteDirector, Itau USA Asset Management
- Carlos A. SalamondeDirector, Itau USA Asset Management
- Fernando J. BrantesDirector, Itau USA Asset Management
- Arlindo D. PenteadoDirector, Itau USA Asset Management
6 more people named with Kenneth on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.