Private fund adviser · New York, NY
Orix Advisers, LLC
SEC-registered investment adviser · CRD 307580 · SEC 801-118177
At a glance
Orix Advisers, LLC is an SEC-registered investment adviser based in New York, New York, with $9.6 billion in regulatory assets under management as of its Form ADV filed August 5, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 632nd of 4,686 private fund advisers and 1,406th of 17,210 SEC-registered advisers by assets.
Main office 212-468-5888orixcapitalpartners.comAs filed on Form ADV
- Regulatory AUM
- $9.6B
- Rank among private fund advisers
- #632 of 4,686
- Rank among all SEC RIAs
- #1,406 of 17,210
- Rank in New York
- #364 of 2,591
- Clients
- 15
- Accounts
- 21
- Discretionary
- 76% of AUM
- Employees
- 372
- Advisory staff
- 73
- Offices
- 5
Owners and executives on its Form ADV
- Michele E. HalickmanChief Compliance Officer
- Jeffrey B. AbramsHead of Private Credit and Real Estate
- Dan S. RonnenDeputy General Counsel of Orix USA
- Joseph D. IntagliataDeputy Chief Operating Officer
- Haley S. BarronHead of Accounting and Financial Reporting
Custody and brokerage
Custodian
Orix Advisers, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Orix Advisers, LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Hilco Corporate Finance, LLC and Lument Securities, LLC.
- Hilco Corporate Finance, LLC ↗CRD 282060
- Lument Securities, LLC ↗CRD 14840
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, May 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 15 | $6.6B | 68% |
| Other | – | $2.1B | 22% |
| Insurance companies | – | $484M | 5% |
| Corporations or other businesses | – | $434M | 5% |
Private funds
Orix Advisers, LLC reports 15 private funds with $6.6B in gross assets: private equity funds, securitized asset funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Orix Advisers, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗orixcapitalpartners.com ↗
AtlasMembers
The full record on Orix Advisers, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 1,007 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Orix Advisers, LLC manage?
Orix Advisers, LLC reports $9.6 billion in regulatory assets under management across 21 accounts, 76% of it on a discretionary basis, on its Form ADV filed August 5, 2026.
What kind of firm is Orix Advisers, LLC?
Orix Advisers, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Orix Advisers, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($6.6 billion, 15 clients); other ($2.1 billion); insurance companies ($484 million).
Does Orix Advisers, LLC manage private funds?
Yes. It reports 15 private funds with $6.6 billion in gross assets, including private equity funds, securitized asset funds, other private funds.
Does Orix Advisers, LLC have any disciplinary history?
Orix Advisers, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Orix Advisers, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →