Chief Compliance Officer · Orix Advisers, LLC
Michele E. Halickman
CRD 7223820 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Orix Advisers, LLC, an SEC-registered private fund adviser based in New York, NY with $9.6 billion in regulatory assets, lists Michele E. Halickman on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michele at 1 other registered adviser.
Firms and roles
- Orix Advisers, LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $9.6B in regulatory assets
- Lument Investment Management, LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $1.9B in regulatory assets
AtlasMembers
Michele’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Jeffrey B. AbramsHead of Private Credit and Real Estate, Orix Advisers, LLC
- Dan S. RonnenDeputy General Counsel of Orix USA, Orix Advisers, LLC
- Joseph D. IntagliataDeputy Chief Operating Officer, Orix Advisers, LLC
- Haley S. BarronHead of Accounting and Financial Reporting, Orix Advisers, LLC
- James A. BriggsChief Accounting Officer, Lument Investment Management, LLC
2 more people named with Michele on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michele’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.