Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1255
    Artemis Real Estate PartnersChevy Chase, MD · 30 clientsPrivate fund adviserHybridBarings Securities LLC
    No custodian reported
    $11B
  2. 1260
    Vanguard Personalized Indexing ManagementOakland, CA · 205 clientsAsset managerHybridVanguard Marketing Corporation
    Schwab 64%Fidelity 36%
    $11B
  3. 1261
    PT Asset Management, LLCChicago, IL · 4 clientsAsset managerHybridPT Capital Partners Limited, Performance Trust Capital Partners, LLC, clears through Pershing
    U.S. Bank 100%
    $11B
  4. 1266
    Perigon Wealth Management, LLCSan Francisco, CA · 5,664 clientsWealth managerHybrid
    Schwab 69%Fidelity 31%
    $11B
  5. 1267
    Guggenheim Corporate Funding, LLCNew York, NY · 32 clientsPrivate fund adviserHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    BNY 83%
    $11B
  6. 1272
    New Mountain Finance Advisers, L.L.C.New York, NY · 13 clientsAsset managerHybrid
    No custodian reported
    $11B
  7. 1277
    Stone Point Credit Adviser LLCGreenwich, CT · 31 clientsPrivate fund adviserHybridSPC Capital Markets LLC
    BNY 100%
    $11B
  8. 1279
    BNY Mellon ETF Investment Adviser, LLCBoston, MA · 13 clientsAsset managerHybridBNY Mellon Asset Management Canada LTD, BNY Mellon Capital Markets, LLC, clears through Pershing
    No custodian reported
    $11B
  9. 1282
    Asset Preservation Advisors, LLCAtlanta, GA · 3,029 clientsWealth managerHybrid
    Schwab 36%Pershing 35%UBS 28%
    $11B
  10. 1286
    Neuberger Berman Asia LimitedHong Kong, Hong Kong · 28 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    Citi 65%J.P. Morgan 35%
    $11B
  11. 1293
    Fifth Third Securities, Inc.Cincinnati, OH · 47,014 clientsBroker-dealer firmHybridComerica Securities,inc.
    Fidelity 100%
    $11B
  12. 1294
    Modern Wealth Management, LLCKansas City, MO · 11,934 clientsWealth managerHybrid
    Schwab 81%
    $11B
  13. 1296
    RPA Financial, LLCSan Rafael, CA · 339 clientsAsset managerHybridHub International Investment Services Inc., TWD Securities, LLC
    No custodian reported
    $11B
  14. 1302
    Loop Capital Asset ManagementMiami, FL · 90 clientsAsset managerHybridLoop Capital Markets LLC
    No custodian reported
    $11B
  15. 1303
    Cbre Investment Management Listed Real Assets LLCRadnor, PA · 44 clientsAsset managerHybridCbre Capital Advisors, Inc.
    J.P. Morgan 61%Citi 24%
    $11B
  16. 1304
    ACR Alpine Capital Research, LLCSt. Louis, MO · 7,171 clientsAsset managerHybrid
    Schwab 51%Wells Fargo 28%
    $11B
  17. 1305
    Baron Capital Management, Inc.New York, NY · 125 clientsPrivate fund adviserHybridBaron Capital Management UK Limited, Baron Capital, Inc.
    Wells Fargo 46%Jefferies 34%
    $11B
  18. 1312
    Great Valley Advisor Group, LLCBerwyn, PA · 37,014 clientsWealth managerHybrid
    LPL Financial 100%
    $11B
  19. 1313
    Advisory Services NetworkAtlanta, GA · 12,919 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $11B
  20. 1319
    Ruane Cunniff L.P.New York, NY · 1,213 clientsAsset managerHybrid
    Pershing 67%BNY 33%
    $11B
  21. 1321
    Blackstone Growth Advisors L.L.C.New York, NY · 8 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $10B
  22. 1322
    Schwartz & Co.Bloomfield Hills, MI · 1,737 clientsBroker-dealer firmHybrid
    Fidelity Management Trust 48%RBC 31%
    $10B
  23. 1323
    Saturna Capital CorporationBellingham, WA · 104 clientsAsset managerHybridSaturna Brokerage Services, Inc
    Pershing 100%
    $10B
  24. 1324
    ABS Global InvestmentsStamford, CT · 20 clientsPrivate fund adviserHybrid
    State Street 63%Northern Trust 37%
    $10B
  25. 1326
    Carlyle Aviation PDP Management LLCMiami, FL · 14 clientsPrivate fund adviserHybridTCG Capital Markets L.L.C.
    No custodian reported
    $10B
  26. 1332
    Shuster Advisory Group, LLCPasadena, CA · 435 clientsAsset managerHybrid
    Schwab 40%Missionsquare Retirement 24%Retirement Plan Record-Keeping 22%
    $10B
  27. 1335
    Catalyst Capital Advisors LLCSan Juan, PR · 19 clientsAsset managerHybridALT Fund Distributors LLC
    No custodian reported
    $10B
  28. 1340
    Cary Street PartnersRichmond, VA · 6,988 clientsWealth managerHybridCary Street Partners LLC
    Schwab 56%Wells Fargo 44%
    $10B
  29. 1342
    Tocqueville Asset Management LPNew York, NY · 1,270 clientsWealth managerHybridTocqueville Securities L.P.
    Pershing 100%
    $10B
  30. 1349
    IDR Investment Management, LLCIndependence, OH · 9 clientsPrivate fund adviserHybrid
    Fifth Third Bank 65%BNY 35%
    $10B
  31. 1351
    Kopernik Global Investors, LLCTampa, FL · 13 clientsAsset managerHybrid
    BNY 63%Northern Trust 23%
    $10B
  32. 1352
    Champlain Investment Partners, LLCBurlington, VT · 84 clientsAsset managerHybrid
    BNY 52%J.P. Morgan 27%
    $10B
  33. 1354
    Valmark Advisers, Inc.Akron, OH · 14,890 clientsWealth managerWrap sponsorHybridValmark Securities, Inc., clears through Pershing
    Schwab 89%
    $10B
  34. 1356
    Planmember Securities CorporationCarpinteria, CA · 69,645 clientsBroker-dealer firmHybrid
    No custodian reported
    $10B
  35. 1358
    Sprott Asset Management USA Inc.Darien, CT · 3,362 clientsAsset managerHybridSprott Global Resource Investments LTD
    State Street 44%
    $10B
  36. 1361
    MAN Solutions LLCNew York, NY · 12 clientsPrivate fund adviserHybridMAN Investments Inc.
    No custodian reported
    $10B
  37. 1365
    McQueen Financial Advisors II, Inc.Clawson, MI · 123 clientsAsset managerHybrid
    No custodian reported
    $10B
  38. 1371
    Hantz Financial Services, Inc.Southfield, MI · 24,070 clientsBroker-dealer firmHybrid
    Schwab 100%
    $10B
  39. 1372
    Bain Capital Real Estate, LPBoston, MA · 24 clientsPrivate fund adviserHybridBain Capital Markets, LLC
    No custodian reported
    $10.0B
  40. 1377
    Intellicents Investment Solutions IncAlbert Lea, MN · 8,280 clientsAsset managerHybrid
    Schwab 39%Empower Retirement 34%
    $9.9B

RIAs by state