Private fund adviser · New York, NY
Baron Capital Management, Inc.
SEC-registered investment adviser · CRD 110791 · SEC 801-18656
At a glance
Baron Capital Management, Inc. is an SEC-registered investment adviser based in New York, New York, with $10.8 billion in regulatory assets under management as of its Form ADV filed May 29, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 15 individual clients. By Form ADV it is a private fund adviser, ranked 586th of 4,686 private fund advisers and 1,305th of 17,210 SEC-registered advisers by assets.
Main office 212-583-2000baroncapitalgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $11B
- Rank among private fund advisers
- #586 of 4,686
- Rank among all SEC RIAs
- #1,305 of 17,210
- Rank in New York
- #337 of 2,591
- Individual clients
- 15
- High-net-worth clients
- 15
- Accounts
- 125
- Discretionary
- 100% of AUM
- Employees
- 221
- Advisory staff
- 41
- Offices
- 2
Owners and executives on its Form ADV
- Ronald S. BaronFounder & CEO
- Clifford GreenbergSenior Managing Director, & Co-Cio
- Susan J. RobbinsSenior Managing Director
- Andrew J. PeckSenior Managing Director, & Co-Cio
- Patrick M. PatalinoSenior Managing Director, Chief Operating Officer
- Anita M. NaglerDirector
- David R. BaronCo-President
- Michael R. BaronCo-President
- Louis B. BeasleyManaging Director, Chief Compliance Officer
- Kristine F TregliaManaging Director, Chief Legal Officer
- Jane LiangSenior Managing Director, Chief Finanacial Officer of Corporate
Custody and brokerage
Broker-dealer
Hybrid RIA
Baron Capital Management, Inc. is a hybrid RIA: 70 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Baron Capital Management UK Limited and Baron Capital, Inc..
- Baron Capital Management UK Limited
- Baron Capital, Inc. ↗CRD 10538
Its Form ADV brochure (filed May 2026) names Baron Capital as the broker-dealer its advisers are registered with.
Certain employees of BCM, including certain of its management persons, are licensed registered representatives of BCI for the purpose of offering and selling Baron Funds. 13 BCG also wholly owns BAMCO, a SEC-registered investment adviser.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 7 | $7.1B | 66% |
| Pension and profit sharing plans | 10 | $2.3B | 21% |
| Corporations or other businesses | 7 | $460M | 4% |
| High-net-worth individuals | 15 | $364M | 3% |
| Charitable organizations | 3 | $315M | 3% |
| Other | 80 | $218M | 2% |
| State or municipal government entities | 3 | $63M | <1% |
Private funds
Baron Capital Management, Inc. reports 7 private funds with $7.2B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Baron Capital Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗baroncapitalgroup.com ↗
AtlasMembers
The full record on Baron Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 950 peers of its type and size
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- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Baron Capital Management, Inc. manage?
Baron Capital Management, Inc. reports $10.8 billion in regulatory assets under management across 125 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 29, 2026.
What kind of firm is Baron Capital Management, Inc.?
Baron Capital Management, Inc. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Baron Capital Management, Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($7.1 billion, 7 clients); pension and profit sharing plans ($2.3 billion, 10 clients); corporations or other businesses ($460 million, 7 clients).
Does Baron Capital Management, Inc. manage private funds?
Yes. It reports 7 private funds with $7.2 billion in gross assets, including other private funds.
Does Baron Capital Management, Inc. have any disciplinary history?
Baron Capital Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Baron Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →