Managing Director, Chief Compliance Officer · Bamco, Inc.
Louis B. Beasley
CRD 3156061 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Bamco, Inc., an SEC-registered asset manager based in New York, NY with $39.5 billion in regulatory assets, lists Louis B. Beasley on its Form ADV as Managing Director, Chief Compliance Officer, a control person. The SEC filings also name Louis at 1 other registered adviser.
Firms and roles
- Bamco, Inc.Managing Director, Chief Compliance OfficerAsset manager · New York, NY · $40B in regulatory assets
- Baron Capital Management, Inc.Managing Director, Chief Compliance OfficerPrivate fund adviser · New York, NY · $11B in regulatory assets
AtlasMembers
Louis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Ronald S. BaronFounder & CEO, Bamco, Inc.
- Clifford GreenbergSenior Managing Director & Co-Cio, Bamco, Inc.
- Susan J. RobbinsSenior Managing Director, Bamco, Inc.
- Andrew J. PeckSenior Managing Director & Co-Cio, Bamco, Inc.
- Patrick M. PatalinoSenior Managing Director, Chief Operating Officer, Bamco, Inc.
5 more people named with Louis on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.