Asset manager · New York, NY
Bamco, Inc.
SEC-registered investment adviser · CRD 110789 · SEC 801-29080
At a glance
Bamco, Inc. is an SEC-registered investment adviser based in New York, New York, with $39.5 billion in regulatory assets under management as of its Form ADV filed May 27, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 243rd of 3,218 asset managers and 524th of 17,210 SEC-registered advisers by assets.
Main office 212-583-2000baroncapitalgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $40B
- Rank among asset managers
- #243 of 3,218
- Rank among all SEC RIAs
- #524 of 17,210
- Rank in New York
- #132 of 2,591
- Clients
- 45
- Accounts
- 45
- Discretionary
- 100% of AUM
- Employees
- 221
- Advisory staff
- 41
- Offices
- 2
Owners and executives on its Form ADV
- Ronald S. BaronFounder & CEO
- Clifford GreenbergSenior Managing Director & Co-Cio
- Susan J. RobbinsSenior Managing Director
- Andrew J. PeckSenior Managing Director & Co-Cio
- Patrick M. PatalinoSenior Managing Director, Chief Operating Officer
- Anita M. NaglerDirector
- David R. BaronDirector & Co-President
- Michael R. BaronDirector & Co-President
- Louis B. BeasleyManaging Director, Chief Compliance Officer
- Kristine F TregliaManaging Director, Chief Legal Officer
Custody and brokerage
Custodian
Bamco, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Bamco, Inc. is a hybrid RIA: 70 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Baron Capital Management UK Limited and Baron Capital, Inc..
- Baron Capital Management UK Limited
- Baron Capital, Inc. ↗CRD 10538
Its Form ADV brochure (filed May 2026) names Baron Capital as the broker-dealer its advisers are registered with.
Certain employees of BAMCO, including certain of its management personnel, are licensed registered representatives of BCI for the purpose of offering and selling Baron Funds. 14 BCG also wholly owns BCM, a SEC-registered investment adviser.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 25 | $39B | 99% |
| Pooled investment vehicles | 11 | $403M | 1% |
| Other | 9 | $48M | <1% |
Disciplinary disclosures
Bamco, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗baroncapitalgroup.com ↗
AtlasMembers
The full record on Bamco, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 325 peers of its type and size
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- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Bamco, Inc. manage?
Bamco, Inc. reports $39.5 billion in regulatory assets under management across 45 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 27, 2026.
What kind of firm is Bamco, Inc.?
Bamco, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Bamco, Inc.’s clients?
By assets, its largest client types are investment companies ($39.1 billion, 25 clients); pooled investment vehicles ($403 million, 11 clients); other ($48 million, 9 clients).
Does Bamco, Inc. have any disciplinary history?
Bamco, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Bamco, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →