Private fund adviser · Stamford, CT
ABS Global Investments
ABS Investment Management LLC · SEC-registered investment adviser · CRD 127290 · SEC 801-62188
At a glance
ABS Global Investments is an SEC-registered investment adviser based in Stamford, Connecticut, with $10.5 billion in regulatory assets under management as of its Form ADV filed June 25, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 596th of 4,686 private fund advisers and 1,324th of 17,210 SEC-registered advisers by assets.
Main office 203-618-3700absinv.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $10B
- Rank among private fund advisers
- #596 of 4,686
- Rank among all SEC RIAs
- #1,324 of 17,210
- Rank in Connecticut
- #55 of 507
- Clients
- 20
- Accounts
- 21
- Discretionary
- 86% of AUM
- Employees
- 47
- Advisory staff
- 16
- Offices
- 1
Owners and executives on its Form ADV
- Guilherme R. VallePortfolio Manager
- Laurence K. RussianPortfolio Manager
- David J. FinnChief Compliance Officer & Chief Financial Officer
- Michael HalperPortfolio Manager
- Jon FeinbergHead of Business Development
Custody and brokerage
Broker-dealer
Hybrid RIA
ABS Global Investments is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 16 | $9.3B | 89% |
| State or municipal government entities | 1 | $492M | 5% |
| Investment companies | 2 | $387M | 4% |
| Other | 1 | $294M | 3% |
Private funds
ABS Global Investments reports 111 private funds with $13B in gross assets: hedge funds, private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
ABS Global Investments reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗absinv.com ↗
AtlasMembers
The full record on ABS Global Investments
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 970 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does ABS Global Investments manage?
ABS Global Investments reports $10.5 billion in regulatory assets under management across 21 accounts, 86% of it on a discretionary basis, on its Form ADV filed June 25, 2026.
What kind of firm is ABS Global Investments?
ABS Global Investments is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are ABS Global Investments’s clients?
By assets, its largest client types are pooled investment vehicles ($9.3 billion, 16 clients); state or municipal government entities ($492 million, 1 clients); investment companies ($387 million, 2 clients).
Does ABS Global Investments manage private funds?
Yes. It reports 111 private funds with $12.8 billion in gross assets, including hedge funds, private equity funds, other private funds.
Does ABS Global Investments have any disciplinary history?
ABS Global Investments reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is ABS Global Investments’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →