Chief Compliance Officer & Chief Financial Officer · ABS Global Investments
David J. Finn
CRD 4872405 · Named on Form ADV at one SEC-registered adviser
At a glance
ABS Global Investments, an SEC-registered private fund adviser based in Stamford, CT with $10.5 billion in regulatory assets, lists David J. Finn on its Form ADV as Chief Compliance Officer & Chief Financial Officer, a control person.
Firms and roles
- ABS Global InvestmentsChief Compliance Officer & Chief Financial OfficerPrivate fund adviser · Stamford, CT · $10B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Guilherme R. VallePortfolio Manager, ABS Global Investments
- Laurence K. RussianPortfolio Manager, ABS Global Investments
- Michael HalperPortfolio Manager, ABS Global Investments
- Jon FeinbergHead of Business Development, ABS Global Investments
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.