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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

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  1. 11673
    Thornburg BOW River Advisers, LLC.Denver, CO · 4 clientsPrivate fund adviserHybridThornburg Investment Management (asia), LTD., Thornburg Securities LLC
    No custodian reported
    $224M
  2. 11744
    Equitycompass Investment Management, LLCBaltimore, MD · 163 clientsWealth managerBank-affiliatedHybridEaton Partners (UK) LLP, Keefe, Bruyette & Woods, Inc., clears through Stifel
    Stifel, Nicolaus & Company, Incorporated 100%
    $221M
  3. 11745
    Muzinich BDC Adviser, LLCNew York, NY · 1 clientsAsset managerHybridMuzinich & Co. (ireland) Limited, Muzinich & Co. (singapore) PTE. Limited
    No custodian reported
    $221M
  4. 11764
    Cabin Advisors, LLCOverland Park, KS · 414 clientsBroker-dealer firmHybridCabin Securities, Inc., JCC Capital Markets, LLC
    No custodian reported
    $220M
  5. 11795
    SAN Blas Advisory, Inc.Atlanta, GA · 665 clientsWealth managerHybridSAN Blas Securities LLC
    Schwab 100%
    $219M
  6. 11810
    Piper Heartland Healthcare Capital, LLCMinneapolis, MN · 1 clientsPrivate fund adviserHybridPiper Sandler & Co.
    No custodian reported
    $218M
  7. 11846
    Paladin FinancialArden Hills, MN · 518 clientsWealth managerHybridGradient Securities, LLC
    Schwab 100%
    $217M
  8. 11851
    Blackridge Asset Management, LLCJupiter, FL · 2,433 clientsWealth managerHybridPeak Brokerage Services, LLC, Thurston, Springer, Miller, Herd & Titak, Inc., clears through Wells Fargo Clearing Services
    Schwab 100%
    $217M
  9. 11931
    Miai, Inc.Dallas, TX · 276 clientsWealth managerHybridMaplewood Investments, Inc.
    Fidelity 100%
    $213M
  10. 11948
    Brixton Capital Wealth Advisors, LLCGarden City, NY · 819 clientsWealth managerHybrid
    No custodian reported
    $212M
  11. 11962
    Orca Investment Management, LLCLake Oswego, OR · 364 clientsWealth managerHybridPaulson Investment Company LLC, clears through Axos Clearing, Vision Financial Markets
    Schwab 53%Pershing 47%
    $212M
  12. 12017
    Advisory Investor Services LLCMiami, FL · 189 clientsAsset managerHybridMiura Capital, LLC, clears through Pershing
    Pershing 85%
    $210M
  13. 12024
    Shellman Investment Management, LLCCoral Gables, FL · 134 clientsWealth managerHybridSeminario Securities LLC, clears through Pershing
    Morgan Stanley 85%
    $210M
  14. 12035
    Capital Asset Management, LLCDenver, CO · 162 clientsWealth managerHybrid
    Fidelity 88%
    $209M
  15. 12049
    Ucap AmericasMiami, FL · 189 clientsAsset managerHybridUcap Bahamas LTD, Ucap Securities (HK) Limited, clears through Pershing, StoneX
    Stonex Financial 83%
    $208M
  16. 12053
    Alere Planning LLC201 clientsWealth managerHybrid
    Schwab 99%
    $208M
  17. 12076
    Burnham Sterling Asset Management LLCCos Cob, CT · 1 clientsPrivate fund adviserHybridBabcock & Brown Securities LLC
    No custodian reported
    $207M
  18. 12079
    Investx Asset Management LLCNew York, NY · 17 clientsPrivate fund adviserHybridInvestx Financial (canada) LTD., Investx Markets LLC
    No custodian reported
    $207M
  19. 12084
    360 Financial Partners, LLCMount Pleasant, SC · 292 clientsWealth managerHybrid
    Stonex Financial 100%
    $207M
  20. 12100
    Wardroom Partners25 clientsBroker-dealer firmHybridKelson Capital LLC
    No custodian reported
    $206M
  21. 12101
    Mercer Advisors Private Asset Management, Inc.Denver, CO · 7 clientsPrivate fund adviserAffiliated broker-dealerHeim, Young & Associates, Inc.
    No custodian reported
    $206M
  22. 12137
    Alianza Corp. Investment AdvisorMiami, FL · 1,207 clientsAsset managerAffiliated broker-dealerAlianza Valores Comisionista, SA
    Pershing 64%J.P. Morgan 36%
    $204M
  23. 12154
    DV Capital Advisors, LLCChicago, IL · 7 clientsPrivate fund adviserHybridDV Brokerage Services, LLC, DV Equities, LLC
    No custodian reported
    $203M
  24. 12158
    McDermott Investment Advisors, LLCNaples, FL · 618 clientsWealth managerHybridMcDermott Investment Services, LLC, clears through Hilltop Securities
    Hilltop Securities 100%
    $203M
  25. 12183
    Portage Wealth IncOakville, Canada · 185 clientsWealth managerHybrid
    No custodian reported
    $202M
  26. 12189
    Simetria Advisory Group LLCMiami, FL · 417 clientsAsset managerHybridBrasil Plural Securities LLC, Luso Partners Sociedade Corretora, S.A.
    Interactive Brokers 84%
    $202M
  27. 12210
    Eldridge SME AdvisersNew York, NY · 2 clientsPrivate fund adviserAffiliated broker-dealerJohnstone Brokerage Services, LLC, Security Distributors, LLC
    No custodian reported
    $201M
  28. 12239
    Smbc Asset Management, Inc.New York, NY · 4 clientsPrivate fund adviserHybridSmbc Nikko Securities America, Inc., Smbc Nikko Securities Canada, LTD.
    No custodian reported
    $200M
  29. 12279
    PMG Wealth ManagementHawthorn Woods, IL · 443 clientsWealth managerHybrid
    LPL Financial 100%
    $198M
  30. 12297
    Vanheel Management LimitedHong Kong S.A.R., China · 49 clientsBroker-dealer firmHybrid
    No custodian reported
    $197M
  31. 12303
    Osprey Capital Management Corp.Miami Beach, FLWealth managerHybridVasiliou & Company Inc.
    UBS 58%48, Route DES Acacias, 1211 Geneva 73, Switzerland 42%
    $197M
  32. 12334
    Interactive Advisers, Interactive AdvisorsLondon, United Kingdom · 3,467 clientsWealth managerPublic-company ownedAffiliated broker-dealerInteractive Brokers LLC
    Interactive Brokers 100%
    $196M
  33. 12347
    Atcap Partners, LLCRockville, MD · 349 clientsWealth managerHybridCeros Financial Services, Inc., Ceros Vermoegensverwaltung AG, clears through National Financial Services (Fidelity), Axos Clearing
    Fidelity 100%
    $196M
  34. 12358
    Baird Venture Partners Management Company V, LLCMilwaukee, WI · 3 clientsPrivate fund adviserHybridRobert W. Baird & Co. Incorporated
    No custodian reported
    $195M
  35. 12372
    Accord Equity Advisors LLCSan Francisco, CA · 5 clientsPrivate fund adviserHybridAccord Capital Partners LLC, Accord Europe Gmbh
    No custodian reported
    $194M
  36. 12429
    CIG Asset Management, Inc.Southfield, MI · 158 clientsWealth managerWrap sponsorHybridCIG Securities, Inc.
    No custodian reported
    $192M
  37. 12432
    Hampton Rock Wealth ManagementAustin, TX · 56 clientsWealth managerHybridHamptonrock Partners, LLC
    Schwab 86%
    $192M
  38. 12449
    First American Asset Advisory, LLCGarden City, NY · 266 clientsBroker-dealer firmHybridMorgan Wilshire Securities, Inc., clears through RBC Capital Markets
    RBC 100%
    $192M
  39. 12455
    Phorcys Capital Partners, LLCAlpharetta, GA · 3 clientsPrivate fund adviserHybridFirst Southern, LLC
    No custodian reported
    $191M
  40. 12463
    Guardian Wealth Partners, LLCNew York, NY · 402 clientsWealth managerWrap sponsorHybridPark Avenue Securities LLC
    No custodian reported
    $191M

RIAs by state