Private fund adviser · Chicago, IL
DV Capital Advisors, LLC
SEC-registered investment adviser · CRD 330325 · SEC 801-130202
At a glance
DV Capital Advisors, LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $203 million in regulatory assets under management as of its Form ADV filed October 1, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,017th of 4,686 private fund advisers and 12,154th of 17,210 SEC-registered advisers by assets.
Main office 312-663-7111As filed on Form ADV
- Regulatory AUM
- $203M
- Rank among private fund advisers
- #4,017 of 4,686
- Rank among all SEC RIAs
- #12,154 of 17,210
- Rank in Illinois
- #531 of 684
- Clients
- 7
- Accounts
- 7
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Shifra KatzChief Compliance Officer
- Richard J. HorganChief Fiancial Officer
Custody and brokerage
Custodian
DV Capital Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
DV Capital Advisors, LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: DV Brokerage Services, LLC, DV Equities, LLC, DV Securities, LLC and Independent Trading Group (ITG) Inc..
- DV Brokerage Services, LLC
- DV Equities, LLC ↗CRD 312688
- DV Securities, LLC ↗CRD 305134
- Independent Trading Group (ITG) Inc.
Its Form ADV brochure (filed March 2026) names DV Equities and DV Securities as the broker-dealer its advisers are registered with.
Certain personnel affiliated with DVCA are registered representatives of DV Equities, LLC and DV Securities, LLC, both of which are registered broker-dealers.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 7 | $203M | 100% |
Private funds
DV Capital Advisors, LLC reports 5 private funds with $203M in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
DV Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on DV Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,732 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does DV Capital Advisors, LLC manage?
DV Capital Advisors, LLC reports $203 million in regulatory assets under management across 7 accounts, 100% of it on a discretionary basis, on its Form ADV filed October 1, 2026.
What kind of firm is DV Capital Advisors, LLC?
DV Capital Advisors, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are DV Capital Advisors, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($203 million, 7 clients).
Does DV Capital Advisors, LLC manage private funds?
Yes. It reports 5 private funds with $203 million in gross assets, including hedge funds, private equity funds.
Does DV Capital Advisors, LLC have any disciplinary history?
DV Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is DV Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →