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Wealth manager, independent · Oakville, Canada

Portage Wealth Inc

SEC-registered investment adviser · CRD 340012 · SEC 801-135315

At a glance

Portage Wealth Inc is an SEC-registered investment adviser based in Oakville, Canada, with $202 million in regulatory assets under management as of its Form ADV filed May 1, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 185 individual clients. By Form ADV it is a wealth manager, ranked 5,774th of 8,915 wealth managers and 12,183rd of 17,210 SEC-registered advisers by assets.

Main office 888-333-0996portagewealth.comAs filed on Form ADV

Regulatory AUM
$202M
Rank among wealth managers
#5,774 of 8,915
Rank among all SEC RIAs
#12,183 of 17,210
Individual clients
185
High-net-worth clients
185
Accounts
185
Discretionary
100% of AUM
Employees
13
Advisory staff
5
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Portage Wealth Inc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Portage Wealth Inc is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.

Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals185$202M100%

Disciplinary disclosures

Portage Wealth Inc answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗portagewealth.com ↗

AtlasMembers

The full record on Portage Wealth Inc

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
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Growth over one, three and five years
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Rank against 5,984 peers of its type and size
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Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Portage Wealth Inc manage?

Portage Wealth Inc reports $202 million in regulatory assets under management across 185 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 1, 2026.

What kind of firm is Portage Wealth Inc?

Portage Wealth Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Portage Wealth Inc’s clients?

By assets, its largest client types are high-net-worth individuals ($202 million, 185 clients).

Does Portage Wealth Inc have any disciplinary history?

Portage Wealth Inc answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Portage Wealth Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →