Wealth manager, independent · Hawthorn Woods, IL
PMG Wealth Management
PMG Wealth Management, Inc. · SEC-registered investment adviser · CRD 285899 · SEC 801-122740
At a glance
PMG Wealth Management is an SEC-registered investment adviser based in Hawthorn Woods, Illinois, with $198 million in regulatory assets under management as of its Form ADV filed May 13, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 443 individual clients. By Form ADV it is a wealth manager, ranked 5,840th of 8,915 wealth managers and 12,279th of 17,210 SEC-registered advisers by assets.
Main office 847-550-6100pmgwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $198M
- Rank among wealth managers
- #5,840 of 8,915
- Rank among all SEC RIAs
- #12,279 of 17,210
- Rank in Illinois
- #535 of 684
- Individual clients
- 443
- High-net-worth clients
- 144
- Accounts
- 775
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 2
Owners and executives on its Form ADV
- Phillip GuerreroManaging Member, Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
PMG Wealth Management is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Its Form ADV brochure (filed February 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Registered Representative of a Broker-Dealer Our representatives are also registered representatives of LPL Financial, a securities broker -dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 144 | $144M | 73% |
| Individuals | 299 | $54M | 27% |
| Pension and profit sharing plans | – | $0M | <1% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
PMG Wealth Management answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗pmgwealth.com ↗
AtlasMembers
The full record on PMG Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,953 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does PMG Wealth Management manage?
PMG Wealth Management reports $198 million in regulatory assets under management across 775 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 13, 2026.
What kind of firm is PMG Wealth Management?
PMG Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are PMG Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($144 million, 144 clients); individuals ($54 million, 299 clients); pension and profit sharing plans ($271,421).
Does PMG Wealth Management have any disciplinary history?
PMG Wealth Management answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is PMG Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →