Wealth manager, independent · Garden City, NY
Brixton Capital Wealth Advisors, LLC
SEC-registered investment adviser · CRD 288810 · SEC 801-110811
At a glance
Brixton Capital Wealth Advisors, LLC is an SEC-registered investment adviser based in Garden City, New York, with $212 million in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 819 individual clients. By Form ADV it is a wealth manager, ranked 5,602nd of 8,915 wealth managers and 11,948th of 17,210 SEC-registered advisers by assets.
Main office 516-222-5300brixtonwealth.comAs filed on Form ADV
- Regulatory AUM
- $212M
- Rank among wealth managers
- #5,602 of 8,915
- Rank among all SEC RIAs
- #11,948 of 17,210
- Rank in New York
- #1,896 of 2,591
- Individual clients
- 819
- High-net-worth clients
- 206
- Accounts
- 819
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Stephen J. PerroneManaging Member/ Founder / Chief Compliance Officer
- John S. PerroneVice President of Operations
- Stephen J. PerronePresident
Custody and brokerage
Custodian
Brixton Capital Wealth Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Brixton Capital Wealth Advisors, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Its Form ADV brochure (filed March 2026) names Western International Securities and LPL Financial as the broker-dealer its advisers are registered with.
ng investment advice on behalf of our firm are registered representatives with Western International Securities Inc., a securities broker-dealer, and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Inve
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 206 | $164M | 77% |
| Individuals | 613 | $48M | 23% |
Disciplinary disclosures
Brixton Capital Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗brixtonwealth.com ↗
AtlasMembers
The full record on Brixton Capital Wealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 6,088 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Brixton Capital Wealth Advisors, LLC manage?
Brixton Capital Wealth Advisors, LLC reports $212 million in regulatory assets under management across 819 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
What kind of firm is Brixton Capital Wealth Advisors, LLC?
Brixton Capital Wealth Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Brixton Capital Wealth Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($164 million, 206 clients); individuals ($48 million, 613 clients).
Does Brixton Capital Wealth Advisors, LLC have any disciplinary history?
Brixton Capital Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Brixton Capital Wealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →