Asset manager · Miami, FL
Alianza Corp. Investment Advisor
SEC-registered investment adviser · CRD 323267 · SEC 801-132892
At a glance
Alianza Corp. Investment Advisor is an SEC-registered investment adviser based in Miami, Florida, with $204 million in regulatory assets under management as of its Form ADV filed September 30, 2026. Its largest client group by assets is corporations or other businesses, and it reports 1,116 individual clients. By Form ADV it is a asset manager, ranked 2,101st of 3,218 asset managers and 12,137th of 17,210 SEC-registered advisers by assets.
Main office 954-330-1741As filed on Form ADV
- Regulatory AUM
- $204M
- Rank among asset managers
- #2,101 of 3,218
- Rank among all SEC RIAs
- #12,137 of 17,210
- Rank in Florida
- #745 of 1,090
- Individual clients
- 1,116
- High-net-worth clients
- 9
- Accounts
- 1,207
- Discretionary
- 20% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Carlos J. GonzalezChief Compliance Officer
- Luz S. Botero RengifoVice President
- Luis F. FandinoPresident
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Alianza Valores Comisionista, SA.
- Alianza Valores Comisionista, SA
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 91 | $129M | 63% |
| Individuals | 1,107 | $61M | 30% |
| High-net-worth individuals | 9 | $14M | 7% |
Disciplinary disclosures
Alianza Corp. Investment Advisor reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Alianza Corp. Investment Advisor
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 804 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Alianza Corp. Investment Advisor manage?
Alianza Corp. Investment Advisor reports $204 million in regulatory assets under management across 1,207 accounts, 20% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
What kind of firm is Alianza Corp. Investment Advisor?
Alianza Corp. Investment Advisor is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Alianza Corp. Investment Advisor’s clients?
By assets, its largest client types are corporations or other businesses ($129 million, 91 clients); individuals ($61 million, 1,107 clients); high-net-worth individuals ($14 million, 9 clients).
Does Alianza Corp. Investment Advisor have any disciplinary history?
Alianza Corp. Investment Advisor reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Alianza Corp. Investment Advisor’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →