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Chief Compliance Officer · Althum Advisors LLC

Carlos J. Gonzalez

CRD 4294205 · Named on Form ADV at 10 SEC-registered advisers

At a glance

Althum Advisors LLC, an SEC-registered asset manager based in Miami, FL with $2.0 billion in regulatory assets, lists Carlos J. Gonzalez on its Form ADV as Chief Compliance Officer. The SEC filings also name Carlos at 9 other registered advisers.

Firms and roles

AtlasMembers

Carlos’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
10 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (23)

18 more people named with Carlos on the same filings, with titles and firms. Free in Atlas with a free account.

See all 23 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carlos’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.