Wealth manager, independent
Fundamental Investment Services, LLC
SEC-registered investment adviser · CRD 330232 · SEC 801-129948
At a glance
Fundamental Investment Services, LLC is an SEC-registered investment adviser based in United States, with $12 million in regulatory assets under management as of its Form ADV filed August 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1 individual clients. By Form ADV it is a wealth manager, ranked 8,744th of 8,915 wealth managers and 16,274th of 17,210 SEC-registered advisers by assets.
myfundamental.netAs filed on Form ADV
- Regulatory AUM
- $12M
- Rank among wealth managers
- #8,744 of 8,915
- Rank among all SEC RIAs
- #16,274 of 17,210
- Individual clients
- 1
- High-net-worth clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Carlos J. GonzalezChief Compliance Officer
- Gustavo A. CanoChief Executive Officer
- Jose A SantamariaChief Investment Officer
Custody and brokerage
Custodian
Fundamental Investment Services, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Fundamental Investment Services, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1 | $12M | 100% |
Disciplinary disclosures
Fundamental Investment Services, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗myfundamental.net ↗
AtlasMembers
The full record on Fundamental Investment Services, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 169 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fundamental Investment Services, LLC manage?
Fundamental Investment Services, LLC reports $12 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 31, 2026.
What kind of firm is Fundamental Investment Services, LLC?
Fundamental Investment Services, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Fundamental Investment Services, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($12 million, 1 clients).
Does Fundamental Investment Services, LLC have any disciplinary history?
Fundamental Investment Services, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Fundamental Investment Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →